Charles Durham has been Chief Executive Officer and Chief Compliance Officer of Birnam Wood Capital since June 2015, is a control person of the firm and directly owns 75% or more of it.
Birnam Wood Capital, LLC is a Dallas, TX firm with $106M under management, 51 clients and 1 adviser in one office, as of its September 2026 filing.
Charles Durham’s longest registration is the current one, 11 years at Birnam Wood Capital since 2015. Before joining Birnam Wood Capital in 2015, Charles Durham was registered through View Capital RIA, LP and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Birnam Wood Capital, LLCCurrent– present · 11 yearsDallas, TX · Adviser representative · Firm CRD 269897
- View Capital RIA, LP– · 6 yearsDallas, TX · Adviser representative · Firm CRD 130678
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · under a yearDallas, TX · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Charles Durham is registered as an investment adviser representative in Texas, since July 2015.
- TexasSince 17 July 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 2 September 2008 |
| Series 7 | General Securities Representative Examination | 8 August 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Charles W Durham
- CRD
- 5546682
- Firm
- Birnam Wood Capital · CRD 269897
- Role
- Chief Executive Officer and Chief Compliance Officer
- Office
- 3963 MAPLE AVENUE, SUITE 300, Dallas, TX 75219
- Registration
- Investment adviser registration
- In the industry since
- October 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Charles Durham work?
Charles Durham has been Chief Executive Officer and Chief Compliance Officer of Birnam Wood Capital, LLC since June 2015, and is a control person of the firm.
Is Charles Durham a financial advisor?
Yes. Charles Durham has a current investment-adviser registration in Texas, through Birnam Wood Capital since July 2015.
How many years of experience does Charles Durham have?
Charles Durham has 18 years in the financial industry, since October 2008, across 3 adviser firms.
What exams has Charles Durham passed?
Charles Durham has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2008. FINRA credited Charles Durham with the SIE, which began in October 2018.
Where did Charles Durham work before Birnam Wood Capital?
Before Birnam Wood Capital, Charles Durham was registered through View Capital RIA, LP, April 2009 to July 2015; Merrill Lynch, Pierce, Fenner & Smith Incorporated, September 2008 to March 2009.
Where is Charles Durham based?
Charles Durham’s registered office is in Dallas, TX.
Is Charles Durham registered with FINRA?
No. Charles Durham has no current broker registration.
How can I verify Charles Durham’s record?
Search CRD 5546682 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Charles Durham’s full registration record.