Charles Cerone has been an investment adviser representative at Exodus Wealth since January 2020, and is not listed among the firm’s executive officers or direct owners.
Exodus Wealth, LLC is a Fort Lauderdale, FL firm with $484M under management, 2,249 clients and 51 advisers across 50 offices, as of its July 2026 filing.
Charles Cerone’s longest registration was 7 years at Foresters Equity Services, Inc. (2011–2018). Before joining Exodus Wealth in 2020, Charles Cerone was registered through Foresters Equity Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Foresters Equity Services, Inc.– · 7 yearsOcean, NJ · Adviser representative · Firm CRD 18464
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · under a yearFreehold, NJ · Adviser representative · Firm CRD 7691
- Banc of America Investment Services, Inc.– · 5 yearsRed Bank, NJ · Adviser representative · Firm CRD 16361
- Quick & Reilly, Inc.– · under a yearEast Brunswick, NJ · Adviser representative · Firm CRD 11217
Investment adviser representative registrations
Charles Cerone is registered as an investment adviser representative in 2 states. Each was approved in January 2020.
- CaliforniaSince 3 January 2020
- New JerseySince 6 January 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 31 August 2004 |
| Series 7 | General Securities Representative Examination | 9 July 2004 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 19 March 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Charles Albert Cerone
- CRD
- 1352024
- Firm
- Exodus Wealth · CRD 174328
- Office
- 28 Blair Ct., Ocean, NJ 07712
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 1988
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Charles Cerone work?
Charles Cerone is an investment adviser representative registered through Exodus Wealth, LLC since January 2020, and is not listed among the firm’s executive officers or direct owners.
Is Charles Cerone a financial advisor?
Yes. Charles Cerone has a current investment-adviser registration in California and New Jersey, through Exodus Wealth since January 2020.
How many years of experience does Charles Cerone have?
Charles Cerone has 38 years in the financial industry, since January 1988, across 5 adviser firms.
What exams has Charles Cerone passed?
Charles Cerone has passed 3 licensing exams: the Series 6, Series 7 and Series 66. The earliest, the Series 6, was passed in March 1985. FINRA credited Charles Cerone with the SIE, which began in October 2018.
Where did Charles Cerone work before Exodus Wealth?
Before Exodus Wealth, Charles Cerone was registered through Prosperity Wealth Management, Inc., October 2018 to December 2019; Foresters Equity Services, Inc., March 2011 to October 2018; Merrill Lynch, Pierce, Fenner & Smith Incorporated, October 2009 to December 2009; Banc of America Investment Services, Inc., October 2004 to October 2009; Quick & Reilly, Inc., September 2004 to October 2004.
Where is Charles Cerone based?
Charles Cerone’s registered office is in Ocean, NJ.
Is Charles Cerone registered with FINRA?
Yes. Charles Cerone has a current broker registration, under CRD 1352024.
Source: FINRA BrokerCheck
How can I verify Charles Cerone’s record?
Search CRD 1352024 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Charles Cerone’s full registration record.