Charles Barnes is Senior Vice President and Chief Compliance Officer of Merryfield Barnes, is a control person of the firm and directly owns between 25% and 50% of it.
Merryfield Barnes, LLC is an Ithaca, NY firm with $124M under management, 200 clients and 2 advisers in one office, as of its March 2026 filing.
- Merryfield Barnes, LLCCurrent– present · 5 yearsIthaca, NY · Adviser representative · Firm CRD 159862
Investment adviser representative registrations
Charles Barnes is registered as an investment adviser representative in New York, since September 2021.
- New YorkSince 22 September 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 27 May 2005 |
| Series 7 | General Securities Representative Examination | 13 April 2005 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Charles Whitney Barnes
- CRD
- 4920725
- Firm
- Merryfield Barnes · CRD 159862
- Role
- Senior Vice President; Chief Compliance Officer
- Office
- 202 EAST STATE STREET, SUITE 301, Ithaca, NY 14850
- Registration
- Investment adviser registration
- In the industry since
- September 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Charles Barnes work?
Charles Barnes is Senior Vice President; Chief Compliance Officer of Merryfield Barnes, LLC, and is a control person of the firm.
Is Charles Barnes a financial advisor?
Yes. Charles Barnes has a current investment-adviser registration in New York, through Merryfield Barnes since September 2021.
How many years of experience does Charles Barnes have?
Charles Barnes has 5 years in the financial industry, since September 2021, across 1 adviser firm.
What exams has Charles Barnes passed?
Charles Barnes has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2005.
Where is Charles Barnes based?
Charles Barnes’ registered office is in Ithaca, NY.
Is Charles Barnes registered with FINRA?
No. Charles Barnes has no current broker registration.
How can I verify Charles Barnes’ record?
Search CRD 4920725 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Charles Barnes’ full registration record.