Charles Bailey has been an investment adviser representative at Jeffrey Matthews Wealth Management since September 2018, and is not listed among the firm’s executive officers or direct owners.
Jeffrey Matthews Wealth Management, LLC is a Florham Park, NJ firm with $162M under management, 367 clients and 15 advisers across 6 offices, as of its July 2026 filing.
Charles Bailey’s longest registration was 21 years at Morgan Keegan & Company, Inc. (1991–2013). Before joining Jeffrey Matthews Wealth Management in 2018, Charles Bailey was registered through B Riley Wealth Management and Raymond James & Associates, Inc.
- – present · 8 yearsFlorham Park, NJ · Adviser representative · Firm CRD 155392
- B Riley Wealth Management– · 3 yearsMobile, AL · Adviser representative · Firm CRD 2543
- Raymond James & Associates, Inc.– · 2 yearsMobile, AL · Adviser representative · Firm CRD 705
- Morgan Keegan & Company, Inc.– · 21 yearsMobile, AL · Adviser representative · Firm CRD 4161
Investment adviser representative registrations
Charles Bailey is registered as an investment adviser representative in Alabama, since September 2018.
- AlabamaSince 13 September 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 2 January 2023 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 17 April 1995 |
| Series 65 | Uniform Investment Adviser Law Examination | 12 October 1994 |
| Series 3 | National Commodity Futures Examination | 6 October 1983 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 December 1980 |
| Series 7 | General Securities Representative Examination | 15 November 1980 |
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Uniform Investment Adviser Law Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Charles Everett Bailey
- CRD
- 719858
- Firm
- Jeffrey Matthews Wealth Management · CRD 155392
- Office
- 30B VREELAND ROAD, SUITE 210, Florham Park, NJ 07932
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 1981
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Charles Bailey work?
Charles Bailey is an investment adviser representative registered through Jeffrey Matthews Wealth Management, LLC since September 2018, and is not listed among the firm’s executive officers or direct owners.
Is Charles Bailey a financial advisor?
Yes. Charles Bailey has a current investment-adviser registration in Alabama, through Jeffrey Matthews Wealth Management since September 2018.
How many years of experience does Charles Bailey have?
Charles Bailey has 45 years in the financial industry, since January 1981, across 4 adviser firms.
What exams has Charles Bailey passed?
Charles Bailey has passed 7 licensing exams: the Series 7, Series 63, Series 3, Series 65, Series 8, Series 9 and Series 10. The earliest, the Series 7, was passed in November 1980. FINRA credited Charles Bailey with the SIE, which began in October 2018.
Where did Charles Bailey work before Jeffrey Matthews Wealth Management?
Before Jeffrey Matthews Wealth Management, Charles Bailey was registered through B Riley Wealth Management, July 2015 to September 2018; Raymond James & Associates, Inc., February 2013 to June 2015; Morgan Keegan & Company, Inc., June 1991 to February 2013.
Where is Charles Bailey based?
Charles Bailey’s registered office is in Florham Park, NJ.
Is Charles Bailey registered with FINRA?
Yes. Charles Bailey has a current broker registration, under CRD 719858.
Source: FINRA BrokerCheck
How can I verify Charles Bailey’s record?
Search CRD 719858 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Charles Bailey’s full registration record.
