Celina Ochoa has been Chief Compliance Officer and Financial Advisor of Haynie Wealth Management since October 2021, is a control person of the firm and directly owns under 5% of it. Celina Ochoa holds a Bachelor's degree in finance from the University of Arizona.
Haynie Wealth Management LLC is a Salt Lake City, UT firm with $107M under management, 156 clients and 3 advisers across 2 offices, as of its May 2026 filing.
Celina Ochoa is Financial Advisor and Chief Compliance Officer of Haynie Wealth Management. She works with individuals, families and business owners, bringing together investment management, retirement planning, tax strategy and estate considerations. As Chief Compliance Officer she oversees the firm's regulatory and compliance program. She has 15 years of experience in financial services.
- Haynie Wealth Management LLCCurrent– present · 5 yearsSalt Lake City, UT · Adviser representative · Firm CRD 305852
Professional designations
Listed by Haynie Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Celina Ochoa is registered as an investment adviser representative in 4 states. The first approvals date from October 2021; the most recent is Colorado, in June 2024.
- CaliforniaSince 20 February 2024
- ColoradoSince 4 June 2024
- TexasSince 1 October 2021
- UtahSince 24 March 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 1 October 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 29 November 2012 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 19 November 2012 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Celina Anderza Ochoa
- CRD
- 6126373
- Firm
- Haynie Wealth Management · CRD 305852
- Role
- Chief Compliance Officer and Financial Advisor
- Office
- 1785 WEST 2320 SOUTH, Salt Lake City, UT 84119
- Registration
- Investment adviser registration
- In the industry since
- May 2013
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- hayniewealth.com
Where does Celina Ochoa work?
Celina Ochoa has been Chief Compliance Officer and Financial Advisor of Haynie Wealth Management LLC since October 2021, and is a control person of the firm.
Is Celina Ochoa a financial advisor?
Yes. Celina Ochoa has a current investment-adviser registration in California, Colorado, Texas and Utah, through Haynie Wealth Management since October 2021.
How many years of experience does Celina Ochoa have?
Celina Ochoa has 13 years in the financial industry, since May 2013, across 1 adviser firm.
What exams has Celina Ochoa passed?
Celina Ochoa has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in November 2012. FINRA credited Celina Ochoa with the SIE, which began in October 2018.
Where is Celina Ochoa based?
Celina Ochoa’s registered office is in Salt Lake City, UT.
Is Celina Ochoa registered with FINRA?
No. Celina Ochoa has no current broker registration.
Is Celina Ochoa a CFP?
Haynie Wealth Management lists Celina Ochoa with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Celina Ochoa’s record?
Search CRD 6126373 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Celina Ochoa’s full registration record.
