Cecelia Wu has been an investment adviser representative at Hippocratic Financial Advisors since October 2026, and is not listed among the firm’s executive officers or direct owners.
Hippocratic Financial Advisors LLC is a Westlake Village, CA firm with $229M under management, 382 clients and 5 advisers across 6 offices, as of its September 2026 filing.
- – present · under a yearCharlotte, VT · Adviser representative · Firm CRD 169481
Investment adviser representative registrations
Cecelia Wu is registered as an investment adviser representative in 2 states. Each was approved in October 2026.
- TexasSince 2 October 2026
- VermontSince 5 October 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 October 2026 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Cecelia Shih-Hsi Wu
- CRD
- 8343020
- Firm
- Hippocratic Financial Advisors · CRD 169481
- Office
- Charlotte, VT
- Registration
- Investment adviser registration
- In the industry since
- October 2026
- Disciplinary history
- Not yet shown here · SEC record
Where does Cecelia Wu work?
Cecelia Wu is an investment adviser representative registered through Hippocratic Financial Advisors LLC since October 2026, and is not listed among the firm’s executive officers or direct owners.
Is Cecelia Wu a financial advisor?
Yes. Cecelia Wu has a current investment-adviser registration in Texas and Vermont, through Hippocratic Financial Advisors since October 2026.
How many years of experience does Cecelia Wu have?
Cecelia Wu has 0 years in the financial industry, since October 2026, across 1 adviser firm.
What exams has Cecelia Wu passed?
Cecelia Wu passed the Series 65 in October 2026.
Where is Cecelia Wu based?
Cecelia Wu’s registered office is in Charlotte, VT.
Is Cecelia Wu registered with FINRA?
No. Cecelia Wu has no current broker registration.
How can I verify Cecelia Wu’s record?
Search CRD 8343020 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Cecelia Wu’s full registration record.