Cathy Tajiri has been an investment adviser representative at The Rice Partnership since April 2020, and is not listed among the firm’s executive officers or direct owners. Cathy Tajiri holds a BA from the University of Hawaii-Manoa.
The Rice Partnership, LLC is a Honolulu, HI firm with $985M under management, 442 clients and 10 advisers across 4 offices, as of its April 2026 filing.
Cathy Tajiri is Senior Wealth Manager of The Rice Partnership in its Honolulu office. She was a Vice President and Relationship Manager with The Private Bank at Bank of Hawaii and a Vice President and Financial Consultant with Charles Schwab for almost 18 years.
Cathy Tajiri’s longest registration was 16 years at Charles Schwab & Co., Inc. (2002–2018). Before joining The Rice Partnership in 2020, Cathy Tajiri was registered through Charles Schwab & Co., Inc.
- The Rice Partnership, LLCCurrent– present · 6 yearsHonolulu, HI · Adviser representative · Firm CRD 135701
- Wealthjar Investment Advisory, LLCAlso current– present · 6 yearsHonolulu, HI · Adviser representative · Firm CRD 288484
- Charles Schwab & Co., Inc.– · 16 yearsHonolulu, HI · Adviser representative · Firm CRD 5393
Professional designations
Listed by The Rice Partnership
- Accredited Asset Management Specialist (AAMS)
Investment adviser representative registrations
Cathy Tajiri is registered as an investment adviser representative in Hawaii, since April 2020.
- HawaiiSince 17 April 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 16 August 2000 |
| Series 7 | General Securities Representative Examination | 2 August 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Cathy Hitomi Tajiri
- CRD
- 4227411
- Firm
- The Rice Partnership · CRD 135701
- Office
- 1099 ALAKEA STREET, SUITE 2510, Honolulu, HI 96813
- Registration
- Investment adviser registration
- In the industry since
- August 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- thericepartnership.com
Where does Cathy Tajiri work?
Cathy Tajiri is an investment adviser representative registered through The Rice Partnership, LLC since April 2020, and is not listed among the firm’s executive officers or direct owners.
Is Cathy Tajiri a financial advisor?
Yes. Cathy Tajiri has a current investment-adviser registration in Hawaii, through The Rice Partnership since April 2020.
How many years of experience does Cathy Tajiri have?
Cathy Tajiri has 24 years in the financial industry, since August 2002, across 3 adviser firms.
What exams has Cathy Tajiri passed?
Cathy Tajiri has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2000. FINRA credited Cathy Tajiri with the SIE, which began in October 2018.
Where did Cathy Tajiri work before The Rice Partnership?
Before The Rice Partnership, Cathy Tajiri was registered through Charles Schwab & Co., Inc., June 2002 to September 2018.
Where is Cathy Tajiri based?
Cathy Tajiri’s registered office is in Honolulu, HI.
Is Cathy Tajiri registered with FINRA?
No. Cathy Tajiri has no current broker registration.
How can I verify Cathy Tajiri’s record?
Search CRD 4227411 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Cathy Tajiri’s full registration record.
Bonnie RiceMember/Chief Compliance Officer
Orest SaikevychChief Investment Officer
Sarah BredhoffPartner- Lia YoungOperations Manager, Senior Client Service Administrator
Ashley WilkenSenior Wealth Manager, Portfolio Manager