Catherine Smith has been Managing Member/Chief Compliance Officer of Nobscot Investment Management since March 2016, is a control person of the firm and directly owns 75% or more of it.
Nobscot Investment Management LLC is a Wellesley, MA firm with $164M under management, 10 clients and 1 adviser in one office, as of its January 2026 filing.
- – present · 10 yearsWellesley, MA · Adviser representative · Firm CRD 283289
Investment adviser representative registrations
Catherine Smith is registered as an investment adviser representative in Massachusetts, since April 2016.
- MassachusettsSince 27 April 2016
Examinations
No examinations are on Catherine Smith’s record.
- Full name
- Catherine Anne Smith
- CRD
- 4327812
- Firm
- Nobscot Investment Management · CRD 283289
- Role
- Managing Member/Chief Compliance Officer
- Office
- 572 WASHINGTON STREET, SUITE 4, Wellesley, MA 02482
- Registration
- Investment adviser registration
- In the industry since
- April 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Catherine Smith work?
Catherine Smith has been Managing Member/Chief Compliance Officer of Nobscot Investment Management LLC since March 2016, and is a control person of the firm.
Is Catherine Smith a financial advisor?
Yes. Catherine Smith has a current investment-adviser registration in Massachusetts, through Nobscot Investment Management since April 2016.
How many years of experience does Catherine Smith have?
Catherine Smith has 10 years in the financial industry, since April 2016, across 1 adviser firm.
Where is Catherine Smith based?
Catherine Smith’s registered office is in Wellesley, MA.
Is Catherine Smith registered with FINRA?
No. Catherine Smith has no current broker registration.
How can I verify Catherine Smith’s record?
Search CRD 4327812 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Catherine Smith’s full registration record.