Catherine Lyman is a control person of Johnson Lyman and directly owns under 5% of it.
Johnson Lyman is an investment adviser based in Los Altos, CA, registered with the SEC since 2009. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and individual clients. Its regulatory assets under management total $202 million, as filed on 4 March 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 6369880
- Firm
- Johnson Lyman · CRD 150150
- Role
- Director
- In role since
- July 2014 · 12 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Los Altos, CA
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Catherine Lyman work?
Catherine Lyman has been Director of Johnson Lyman, Inc. since July 2014, and is a control person of the firm.
How can I verify Catherine Lyman’s record?
Catherine Lyman’s role is listed on Johnson Lyman, Inc.’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 150150.
