Catherine Lafee has been an investment adviser representative at Laffer Tengler Investments since December 2019, and is not listed among the firm’s executive officers or direct owners.
Laffer Tengler Investments, Inc. is a Nashville, TN firm with $800M under management, 276 clients and 13 advisers across 6 offices, as of its March 2026 filing.
Catherine Lafee’s longest registration is the current one, 6 years at Laffer Tengler Investments since 2019. Before joining Laffer Tengler Investments in 2019, Catherine Lafee was registered through Butcherjoseph Asset Management, LLC and LPL Financial LLC.
- – present · 6 yearsSottsdale, AZ · Adviser representative · Firm CRD 108068
- Butcherjoseph Asset Management, LLC– · under a yearCharlotte, NC · Adviser representative · Firm CRD 284626
- LPL Financial LLC– · 2 yearsScottsdale, AZ · Adviser representative · Firm CRD 6413
- Waddell & Reed– · 2 yearsScottsdale, AZ · Adviser representative · Firm CRD 866
Investment adviser representative registrations
Catherine Lafee is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from December 2019; the most recent is Texas, in August 2024.
- ArizonaSince 3 December 2019
- TexasResidentSince 19 August 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 14 January 2015 |
| Series 55 | Limited Representative-Equity Trader Exam | 9 June 2011 |
| Series 7 | General Securities Representative Examination | 24 May 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 April 2011 |
| Series 24 | General Securities Principal Examination | 20 April 2000 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 27 May 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Full name
- Catherine Lorie Lafee
- CRD
- 2576685
- Firm
- Laffer Tengler Investments · CRD 108068
- Office
- 6730 N. Scottsdale Road, Suite 230, Sottsdale, AZ 85253
- Registration
- Investment adviser registration
- In the industry since
- January 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Catherine Lafee work?
Catherine Lafee is an investment adviser representative registered through Laffer Tengler Investments, Inc. since December 2019, and is not listed among the firm’s executive officers or direct owners.
Is Catherine Lafee a financial advisor?
Yes. Catherine Lafee has a current investment-adviser registration in Arizona and Texas, through Laffer Tengler Investments since December 2019.
How many years of experience does Catherine Lafee have?
Catherine Lafee has 21 years in the financial industry, since January 2005, across 4 adviser firms.
What exams has Catherine Lafee passed?
Catherine Lafee has passed 6 licensing exams: the Series 8, Series 24, Series 63, Series 7, Series 55 and Series 65. The earliest, the Series 8, was passed in May 1997. FINRA credited Catherine Lafee with the SIE, which began in October 2018.
Where did Catherine Lafee work before Laffer Tengler Investments?
Before Laffer Tengler Investments, Catherine Lafee was registered through LPL Financial LLC, April 2017 to August 2019; Waddell & Reed, January 2015 to April 2017.
Where is Catherine Lafee based?
Catherine Lafee’s registered office is in Sottsdale, AZ.
Is Catherine Lafee registered with FINRA?
No. Catherine Lafee has no current broker registration.
How can I verify Catherine Lafee’s record?
Search CRD 2576685 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Catherine Lafee’s full registration record.
