Cassandra Vining has been an investment adviser representative at Quad City Investment Advisors since October 2023, and is not listed among the firm’s executive officers or direct owners.
Quad City Investment Advisors, LLC is a Moline, IL firm with $408M under management, 746 clients and 6 advisers across 2 offices, as of its March 2026 filing.
Cassandra Vining’s longest registration is the current one, 3 years at Quad City Investment Advisors since 2023. Before joining Quad City Investment Advisors in 2023, Cassandra Vining was registered through LPL Financial LLC.
- Quad City Investment CenterCurrent– present · 3 yearsDavenport, IA · Adviser representative · Firm CRD 112187
- LPL Financial LLC– · under a yearFort Mill, SC · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Cassandra Vining is registered as an investment adviser representative in 2 states. Each was approved in October 2023.
- IllinoisSince 16 October 2023
- IowaSince 16 October 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 23 September 2023 |
| Series 7TO | General Securities Representative Examination | 11 March 2022 |
| SIE | Securities Industry Essentials Examination | 11 January 2022 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Cassandra J Vining
- CRD
- 6797100
- Firm
- Quad City Investment Advisors · CRD 112187
- Office
- 5405 UTICA RIDGE ROAD, SUITE 100, Davenport, IA 52807
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2022
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Cassandra Vining work?
Cassandra Vining is an investment adviser representative registered through Quad City Investment Advisors, LLC since October 2023, and is not listed among the firm’s executive officers or direct owners.
Is Cassandra Vining a financial advisor?
Yes. Cassandra Vining has a current investment-adviser registration in Illinois and Iowa, through Quad City Investment Advisors since October 2023.
How many years of experience does Cassandra Vining have?
Cassandra Vining has 4 years in the financial industry, since March 2022, across 2 adviser firms.
What exams has Cassandra Vining passed?
Cassandra Vining has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in January 2022.
Where is Cassandra Vining based?
Cassandra Vining’s registered office is in Davenport, IA.
Is Cassandra Vining registered with FINRA?
Yes. Cassandra Vining has a current broker registration, under CRD 6797100.
Source: FINRA BrokerCheck
How can I verify Cassandra Vining’s record?
Search CRD 6797100 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Cassandra Vining’s full registration record.