Carter Sales has been an investment adviser representative at Pointe Capital Management since October 2025, and is not listed among the firm’s executive officers or direct owners.
Pointe Capital Management LLC is a Grosse Pointe Farms, MI firm with $452M under management, 188 clients and 5 advisers in one office, as of its March 2026 filing.
- – present · 1 yearGrosse Pointe Farms, MI · Adviser representative · Firm CRD 152520
Investment adviser representative registrations
Carter Sales is registered as an investment adviser representative in Michigan, since October 2025.
- MichiganSince 1 October 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 August 2025 |
| SIE | Securities Industry Essentials Examination | 13 January 2025 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Carter Kenneth Sales
- CRD
- 8170884
- Firm
- Pointe Capital Management · CRD 152520
- Office
- 102 KERCHEVAL AVENUE GROSSE POINTE FARMS, SUITE 200, Grosse Pointe Farms, MI 48236
- Registration
- Investment adviser registration
- In the industry since
- September 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Carter Sales work?
Carter Sales is an investment adviser representative registered through Pointe Capital Management LLC since October 2025, and is not listed among the firm’s executive officers or direct owners.
Is Carter Sales a financial advisor?
Yes. Carter Sales has a current investment-adviser registration in Michigan, through Pointe Capital Management since October 2025.
How many years of experience does Carter Sales have?
Carter Sales has 1 year in the financial industry, since September 2025, across 1 adviser firm.
What exams has Carter Sales passed?
Carter Sales has passed 2 licensing exams: the SIE and Series 65. The earliest, the SIE, was passed in January 2025.
Where is Carter Sales based?
Carter Sales’ registered office is in Grosse Pointe Farms, MI.
Is Carter Sales registered with FINRA?
No. Carter Sales has no current broker registration.
How can I verify Carter Sales’ record?
Search CRD 8170884 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Carter Sales’ full registration record.
