Carter Faltys has been an investment adviser representative at McMill Wealth since April 2023, and is not listed among the firm’s executive officers or direct owners.
McMill Wealth Inc is a Norfolk, NE firm with $862M under management, 5,656 clients and 22 advisers across 2 offices, as of its March 2026 filing.
- McMill CPA and AdvisorsCurrent– present · 3 yearsNorfolk, NE · Adviser representative · Firm CRD 129015
Investment adviser representative registrations
Carter Faltys is registered as an investment adviser representative in Nebraska, since April 2023.
- NebraskaSince 26 April 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 April 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Carter Matthew Faltys
- CRD
- 7660031
- Firm
- McMill Wealth · CRD 129015
- Office
- 125 SOUTH 4TH STREET, Norfolk, NE 68701
- Registration
- Investment adviser registration
- In the industry since
- April 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Carter Faltys work?
Carter Faltys is an investment adviser representative registered through McMill Wealth Inc since April 2023, and is not listed among the firm’s executive officers or direct owners.
Is Carter Faltys a financial advisor?
Yes. Carter Faltys has a current investment-adviser registration in Nebraska, through McMill Wealth since April 2023.
How many years of experience does Carter Faltys have?
Carter Faltys has 3 years in the financial industry, since April 2023, across 1 adviser firm.
What exams has Carter Faltys passed?
Carter Faltys passed the Series 65 in April 2023.
Where is Carter Faltys based?
Carter Faltys’ registered office is in Norfolk, NE.
Is Carter Faltys registered with FINRA?
No. Carter Faltys has no current broker registration.
How can I verify Carter Faltys’ record?
Search CRD 7660031 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Carter Faltys’ full registration record.
