Carrie Ticali has been an investment adviser representative at Review Services since June 2015, and is not listed among the firm’s executive officers or direct owners.
Review Services Inc is a Brookfield, WI firm with $227M under management, 173 clients and 3 advisers in one office, as of its April 2026 filing.
Carrie A. Ticali is Associate Financial Planner of Review Services, Inc. Her primary role is to assist the firm's principals with the day-to-day tasks of developing and monitoring clients' financial plans and investment portfolios. She also assists the team in the areas of information technology, human resources, project management, reporting and office administration.
Carrie Ticali’s longest registration is the current one, 11 years at Review Services since 2015. Before joining Review Services in 2015, Carrie Ticali was registered through Robert W. Baird & Co. Incorporated.
- Review Services IncCurrent– present · 11 yearsBrookfield, WI · Adviser representative · Firm CRD 110277
- Robert W. Baird & Co. Incorporated– · 11 yearsMilwaukee, WI · Adviser representative · Firm CRD 8158
Professional designations
Listed by Review Services
- CFP®
Investment adviser representative registrations
Carrie Ticali is registered as an investment adviser representative in Wisconsin, since June 2015.
- WisconsinSince 26 June 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 10 November 2010 |
| Series 24 | General Securities Principal Examination | 21 July 2005 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 15 February 2005 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 11 January 2005 |
| Series 66 | Uniform Combined State Law Examination | 9 May 2004 |
| Series 7 | General Securities Representative Examination | 9 November 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Carrie Ann Ticali
- CRD
- 4578157
- Firm
- Review Services · CRD 110277
- Office
- 13255 WEST BLUEMOUND ROAD, SUITE 205, Brookfield, WI 53005
- Registration
- Investment adviser registration
- In the industry since
- June 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- reviewservicesinc.com
Where does Carrie Ticali work?
Carrie Ticali is an investment adviser representative registered through Review Services Inc since June 2015, and is not listed among the firm’s executive officers or direct owners.
Is Carrie Ticali a financial advisor?
Yes. Carrie Ticali has a current investment-adviser registration in Wisconsin, through Review Services since June 2015.
How many years of experience does Carrie Ticali have?
Carrie Ticali has 22 years in the financial industry, since June 2004, across 2 adviser firms.
What exams has Carrie Ticali passed?
Carrie Ticali has passed 6 licensing exams: the Series 7, Series 66, Series 9, Series 10, Series 24 and Series 31. The earliest, the Series 7, was passed in November 2003. FINRA credited Carrie Ticali with the SIE, which began in October 2018.
Where did Carrie Ticali work before Review Services?
Before Review Services, Carrie Ticali was registered through Robert W. Baird & Co. Incorporated, May 2004 to May 2015.
Where is Carrie Ticali based?
Carrie Ticali’s registered office is in Brookfield, WI.
Is Carrie Ticali registered with FINRA?
No. Carrie Ticali has no current broker registration.
Is Carrie Ticali a CFP?
Review Services lists Carrie Ticali with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Carrie Ticali’s record?
Search CRD 4578157 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Carrie Ticali’s full registration record.
