Carolyn Pratt has been an investment adviser representative at Guided Wealth since January 2026, and is not listed among the firm’s executive officers or direct owners. Carolyn Pratt holds a Bachelor of Arts in Mathematics & Statistics from the University of Connecticut.
Guided Wealth, LLC is a firm with $105M under management, 115 clients and 3 advisers across 3 offices, as of its May 2026 filing.
Carolyn Pratt is Senior Financial Planner of Guided Wealth. She has more than a decade of experience across the financial planning process. At the firm she coordinates data, verifies accuracy and closes gaps before strategy begins.
Carolyn Pratt’s longest registration is the current one, under a year at Guided Wealth since 2026. Before joining Guided Wealth in 2026, Carolyn Pratt was registered through LPL Financial LLC and Lincoln Financial Advisors Corporation.
- Guided Wealth, LLCCurrent– present · under a yearLantana, TX · Adviser representative · Firm CRD 339013
- LPL Financial LLC– · under a yearPlano, TX · Adviser representative · Firm CRD 6413
- Lincoln Financial Advisors Corporation– · under a yearPlano, TX · Adviser representative · Firm CRD 3978
Professional designations
Listed by Guided Wealth
- Financial Paraplanner Qualified Professional (FPQP®)
Investment adviser representative registrations
Carolyn Pratt is registered as an investment adviser representative in Texas, since January 2026.
- TexasSince 6 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 11 March 2022 |
| Series 7TO | General Securities Representative Examination | 26 June 2021 |
| SIE | Securities Industry Essentials Examination | 25 November 2019 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Carolyn Ann Pratt
- CRD
- 6843948
- Firm
- Guided Wealth · CRD 339013
- Office
- Lantana, TX
- Registration
- Investment adviser registration
- In the industry since
- October 2021
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- guidedwealthplanning.com
Where does Carolyn Pratt work?
Carolyn Pratt is an investment adviser representative registered through Guided Wealth, LLC since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Carolyn Pratt a financial advisor?
Yes. Carolyn Pratt has a current investment-adviser registration in Texas, through Guided Wealth since January 2026.
How many years of experience does Carolyn Pratt have?
Carolyn Pratt has 5 years in the financial industry, since October 2021, across 3 adviser firms.
What exams has Carolyn Pratt passed?
Carolyn Pratt has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in November 2019.
Where did Carolyn Pratt work before Guided Wealth?
Before Guided Wealth, Carolyn Pratt was registered through LPL Financial LLC, April 2024 to December 2024; Lincoln Financial Advisors Corporation, August 2023 to April 2024.
Where is Carolyn Pratt based?
Carolyn Pratt’s registered office is in Lantana, TX.
Is Carolyn Pratt registered with FINRA?
No. Carolyn Pratt has no current broker registration.
How can I verify Carolyn Pratt’s record?
Search CRD 6843948 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Carolyn Pratt’s full registration record.