Caroline Tanis has been an investment adviser representative at Women'S Wealth Advisor since May 2022, and is not listed among the firm’s executive officers or direct owners. Caroline Tanis holds a B.S. in Wealth Management and Financial Planning from the University of Delaware and an MBA in Finance from Saint Joseph's University.
Women'S Wealth Advisor is a Chester, NJ firm with $121M under management, 317 clients and 11 advisers across 7 offices, as of its April 2026 filing.
Caroline Tanis is a Financial Advisor and strategist with The Wealth Boutique. She works primarily with women and their families on financial plans drawing on estate, retirement, trust and investment planning.
Caroline Tanis’ longest registration is the current one, 4 years at Women'S Wealth Advisor since 2022. Before joining Women'S Wealth Advisor in 2022, Caroline Tanis was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- The Wealth BoutiqueCurrent– present · 4 yearsShort Hills, NJ · Adviser representative · Firm CRD 317291
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 3 yearsNew York, NY · Adviser representative · Firm CRD 7691
Professional designations
Listed by Women'S Wealth Advisor
- Certified Divorce Financial Analyst (CDFA®)
Investment adviser representative registrations
Caroline Tanis is registered as an investment adviser representative in New Jersey, since May 2022.
- New JerseySince 16 May 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 16 October 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 4 September 2018 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- Caroline Ann Tanis
- CRD
- 6809844
- Firm
- Women'S Wealth Advisor · CRD 317291
- Office
- 1200 Morris Tpke, Suite 3500, Short Hills, NJ 07078
- Registration
- Investment adviser registration
- In the industry since
- September 2018
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- thewealthboutique.com
Where does Caroline Tanis work?
Caroline Tanis is an investment adviser representative registered through Women'S Wealth Advisor since May 2022, and is not listed among the firm’s executive officers or direct owners.
Is Caroline Tanis a financial advisor?
Yes. Caroline Tanis has a current investment-adviser registration in New Jersey, through Women'S Wealth Advisor since May 2022.
How many years of experience does Caroline Tanis have?
Caroline Tanis has 8 years in the financial industry, since September 2018, across 2 adviser firms.
What exams has Caroline Tanis passed?
Caroline Tanis has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2018. FINRA credited Caroline Tanis with the SIE, which began in October 2018.
Where is Caroline Tanis based?
Caroline Tanis’ registered office is in Short Hills, NJ.
Is Caroline Tanis registered with FINRA?
No. Caroline Tanis has no current broker registration.
How can I verify Caroline Tanis’ record?
Search CRD 6809844 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Caroline Tanis’ full registration record.
