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Caroline Kiser

Investment adviser representative at Professional Financial Advisors in Radnor, PA

Investment adviser registrationUpdated

Caroline Kiser is an investment adviser representative at Professional Financial Advisors Inc, an investment adviser managing $426M, and works from its Radnor, PA office. Caroline Kiser has been registered through Professional Financial Advisors since 27 May 2025, has 1 year in the industry across 1 firm and has passed the Series 65.

1
Years in industry
1
Years at firm
1
Adviser firms
2
States registered

From the IAPD record, checked 23 October 2026SEC record

Career

Caroline Kiser has been an investment adviser representative at Professional Financial Advisors since May 2025, and is not listed among the firm’s executive officers or direct owners.

Professional Financial Advisors Inc is a Radnor, PA firm with $426M under management, 259 clients and 7 advisers in one office, as of its March 2026 filing.

  1. TGS Financial AdvisorsCurrent
    – present · 1 year
    Radnor, PA · Adviser representative · Firm CRD 107289

Credentials and registrations

Investment adviser representative registrations

Caroline Kiser is registered as an investment adviser representative in 2 states. Each was approved in May 2025.

  • PennsylvaniaSince 27 May 2025
  • TexasSince 27 May 2025

Examinations

Series 6527 May 2025
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Caroline Rose Kiser
CRD
7988869
Firm
Professional Financial Advisors · CRD 107289
Office
100 W. MATSONFORD ROAD, BUILDING 3, SUITE 304, Radnor, PA 19087
Registration
Investment adviser registration
In the industry since
May 2025
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Caroline Kiser work?

Caroline Kiser is an investment adviser representative registered through Professional Financial Advisors Inc since May 2025, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 23 October 2026

Is Caroline Kiser a financial advisor?

Yes. Caroline Kiser has a current investment-adviser registration in Pennsylvania and Texas, through Professional Financial Advisors since May 2025.

Source: IAPD individual record, checked 23 October 2026

How many years of experience does Caroline Kiser have?

Caroline Kiser has 1 year in the financial industry, since May 2025, across 1 adviser firm.

Source: IAPD individual record, checked 23 October 2026

What exams has Caroline Kiser passed?

Caroline Kiser passed the Series 65 in May 2025.

Source: IAPD individual record, checked 23 October 2026

Where is Caroline Kiser based?

Caroline Kiser’s registered office is in Radnor, PA.

Source: IAPD individual record, checked 23 October 2026

Is Caroline Kiser registered with FINRA?

No. Caroline Kiser has no current broker registration.

Source: IAPD individual record, checked 23 October 2026

How can I verify Caroline Kiser’s record?

Search CRD 7988869 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Caroline Kiser’s full registration record.

Source: IAPD individual record, checked 23 October 2026

Leadership at Professional Financial Advisors

Sources

  1. IAPD individual record, CRD 7988869, checked 23 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Professional Financial Advisors Inc, filed 3 March 2026. Executive officers and direct owners; this person is not among them.
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