Carol Lindberg has been an investment adviser representative at Van Clemens Wealth Management since July 2026, and is not listed among the firm’s executive officers or direct owners.
Van Clemens Wealth Management, LLC is a Minneapolis, MN firm with $470M under management, 616 clients and 24 advisers across 6 offices, as of its September 2026 filing.
Carol Lindberg’s longest registration was 2 years at Cetera Investment Advisers LLC (2024–2026). Before joining Van Clemens Wealth Management in 2026, Carol Lindberg was registered through Cetera Investment Advisers LLC and Park Avenue Securities LLC.
- – present · under a yearAtlanta, GA · Adviser representative · Firm CRD 297362
- Cetera Investment Advisers LLC– · 2 yearsDuluth, GA · Adviser representative · Firm CRD 105644
- Park Avenue Securities LLC– · under a yearAtlanta, GA · Adviser representative · Firm CRD 46173
Investment adviser representative registrations
Carol Lindberg is registered as an investment adviser representative in Georgia, since July 2026.
- GeorgiaSince 7 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 13 June 2023 |
| Series 7TO | General Securities Representative Examination | 1 May 2023 |
| SIE | Securities Industry Essentials Examination | 17 August 2021 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Carol Freeman Lindberg
- CRD
- 7299865
- Firm
- Van Clemens Wealth Management · CRD 297362
- Office
- Atlanta, GA
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 2023
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Carol Lindberg work?
Carol Lindberg is an investment adviser representative registered through Van Clemens Wealth Management, LLC since July 2026, and is not listed among the firm’s executive officers or direct owners.
Is Carol Lindberg a financial advisor?
Yes. Carol Lindberg has a current investment-adviser registration in Georgia, through Van Clemens Wealth Management since July 2026.
How many years of experience does Carol Lindberg have?
Carol Lindberg has 3 years in the financial industry, since April 2023, across 3 adviser firms.
What exams has Carol Lindberg passed?
Carol Lindberg has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in August 2021.
Where did Carol Lindberg work before Van Clemens Wealth Management?
Before Van Clemens Wealth Management, Carol Lindberg was registered through Park Avenue Securities LLC, June 2023 to June 2024.
Where is Carol Lindberg based?
Carol Lindberg’s registered office is in Atlanta, GA.
Is Carol Lindberg registered with FINRA?
Yes. Carol Lindberg has a current broker registration, under CRD 7299865.
Source: FINRA BrokerCheck
How can I verify Carol Lindberg’s record?
Search CRD 7299865 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Carol Lindberg’s full registration record.