Carly O'Brien has been an investment adviser representative at Wealth Science Advisors since June 2026, and is not listed among the firm’s executive officers or direct owners.
Wealth Science Advisors LLC is an Alpharetta, GA firm with $559M under management, 273 clients and 8 advisers across 9 offices, as of its March 2026 filing.
Investment adviser representative registrations
Carly O'Brien is registered as an investment adviser representative in 2 states. The first approvals date from June 2026; the most recent is Georgia, in July 2026.
- GeorgiaSince 6 July 2026
- TexasSince 18 June 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 June 2026 |
| Series 79TO | Investment Banking Registered Representative Examination | 26 June 2025 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 April 2025 |
| SIE | Securities Industry Essentials Examination | 28 February 2025 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Carly Ada O'Brien
- CRD
- 7746749
- Firm
- Wealth Science Advisors · CRD 321031
- Registration
- Investment adviser registration
- In the industry since
- October 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Carly O'Brien work?
Carly O'Brien is an investment adviser representative registered through Wealth Science Advisors LLC since June 2026, and is not listed among the firm’s executive officers or direct owners.
Is Carly O'Brien a financial advisor?
Yes. Carly O'Brien has a current investment-adviser registration in Georgia and Texas, through Wealth Science Advisors since June 2026.
How many years of experience does Carly O'Brien have?
Carly O'Brien has 1 year in the financial industry, since October 2025, across 1 adviser firm.
What exams has Carly O'Brien passed?
Carly O'Brien has passed 4 licensing exams: the SIE, Series 63, Series 79TO and Series 65. The earliest, the SIE, was passed in February 2025.
Is Carly O'Brien registered with FINRA?
No. Carly O'Brien has no current broker registration.
How can I verify Carly O'Brien’s record?
Search CRD 7746749 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Carly O'Brien’s full registration record.