Carly Kleiman is not listed as a control person, but directly owns under 5% of Awaken Wealth Partners.
Awaken Wealth Partners is an investment adviser based in Houston, TX, registered with the SEC since 2026. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $237 million, as filed on 17 August 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 8293602
- Firm
- Awaken Wealth Partners · CRD 341005
- Role
- Chief Compliance Officer
- In role since
- August 2026 · under a year
- Control person
- Not listed
- Direct ownership
- Under 5%
- Firm headquarters
- Houston, TX
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Carly Kleiman work?
Carly Kleiman has been Chief Compliance Officer of Awaken Wealth Partners LLC since August 2026.
How can I verify Carly Kleiman’s record?
Carly Kleiman’s role is listed on Awaken Wealth Partners LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 341005.
