Carlton Dixon has been an investment adviser representative at Sapere Wealth Management since January 2005, and is not listed among the firm’s executive officers or direct owners.
Sapere Wealth Management, LLC is a Matthews, NC firm with $605M under management, 240 clients and 1 adviser across 2 offices, as of its March 2026 filing.
Carlton Dixon’s longest registration is the current one, 21 years at Sapere Wealth Management since 2005. Before joining Sapere Wealth Management in 2005, Carlton Dixon was registered through Northwestern Mutual Investment Services,llc and Northwestern Mutual Trust Company.
- – present · 21 yearsMatthews, NC · Adviser representative · Firm CRD 119598
- Northwestern Mutual Investment Services,llc– · under a yearCharlottesville, VA · Adviser representative · Firm CRD 2881
- Northwestern Mutual Trust Company– · 1 yearMilwaukee, WI · Adviser representative · Firm CRD 109729
Investment adviser representative registrations
Carlton Dixon is registered as an investment adviser representative in Virginia, since January 2005.
- VirginiaSince 28 January 2005
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 May 2003 |
| Series 7 | General Securities Representative Examination | 24 September 2002 |
| Series 22 | Direct Participation Programs Representative Examination | 6 May 1987 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 February 1987 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 22 October 1984 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Carlton Elmer Dixon
- CRD
- 1254193
- Firm
- Sapere Wealth Management · CRD 119598
- Office
- 130 MATTHEWS STA STREET #2-A, Matthews, NC 28105
- Registration
- Investment adviser registration
- In the industry since
- May 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does Carlton Dixon work?
Carlton Dixon is an investment adviser representative registered through Sapere Wealth Management, LLC since January 2005, and is not listed among the firm’s executive officers or direct owners.
Is Carlton Dixon a financial advisor?
Yes. Carlton Dixon has a current investment-adviser registration in Virginia, through Sapere Wealth Management since January 2005.
How many years of experience does Carlton Dixon have?
Carlton Dixon has 23 years in the financial industry, since May 2003, across 3 adviser firms.
What exams has Carlton Dixon passed?
Carlton Dixon has passed 5 licensing exams: the Series 6, Series 63, Series 22, Series 7 and Series 65. The earliest, the Series 6, was passed in October 1984.
Where did Carlton Dixon work before Sapere Wealth Management?
Before Sapere Wealth Management, Carlton Dixon was registered through Northwestern Mutual Investment Services,llc, March 2004 to December 2004; Northwestern Mutual Trust Company, March 2003 to December 2004.
Where is Carlton Dixon based?
Carlton Dixon’s registered office is in Matthews, NC.
Is Carlton Dixon registered with FINRA?
No. Carlton Dixon has no current broker registration.
How can I verify Carlton Dixon’s record?
Search CRD 1254193 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Carlton Dixon’s full registration record.