Carlton DeWall has been an investment adviser representative at Bradford Financial Center since September 2024, and is not listed among the firm’s executive officers or direct owners.
Bradford Financial Center is a Clarion, IA firm with $230M under management, 710 clients and 14 advisers across 4 offices, as of its March 2026 filing.
Carlton DeWall’s longest registration was 2 years at United Planners' Financial Services of America A Limited Partner (2023–2025). Before joining Bradford Financial Center in 2024, Carlton DeWall was registered through United Planners' Financial Services of America A Limited Partner and Woodbury Financial Services, Inc.
- Bradford Financial CenterCurrent– present · 2 yearsGilmore City, IA · Adviser representative · Firm CRD 110953
- United Planners' Financial Services of America A Limited Partner– · 2 yearsScottsdale, AZ · Adviser representative · Firm CRD 20804
- Woodbury Financial Services, Inc.– · 2 yearsGilmore City, IA · Adviser representative · Firm CRD 421
Investment adviser representative registrations
Carlton DeWall is registered as an investment adviser representative in Iowa, since September 2024.
- IowaSince 27 September 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 6 July 2021 |
| Series 7TO | General Securities Representative Examination | 2 April 2021 |
| SIE | Securities Industry Essentials Examination | 26 May 2020 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Carlton Herman DeWall
- CRD
- 7287622
- Firm
- Bradford Financial Center · CRD 110953
- Office
- 102 E. Iowa Avenue, Gilmore City, IA 50541
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 2021
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Carlton DeWall work?
Carlton DeWall is an investment adviser representative registered through Bradford Financial Center since September 2024, and is not listed among the firm’s executive officers or direct owners.
Is Carlton DeWall a financial advisor?
Yes. Carlton DeWall has a current investment-adviser registration in Iowa, through Bradford Financial Center since September 2024.
How many years of experience does Carlton DeWall have?
Carlton DeWall has 5 years in the financial industry, since April 2021, across 3 adviser firms.
What exams has Carlton DeWall passed?
Carlton DeWall has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in May 2020.
Where did Carlton DeWall work before Bradford Financial Center?
Before Bradford Financial Center, Carlton DeWall was registered through Woodbury Financial Services, Inc., July 2021 to September 2023.
Where is Carlton DeWall based?
Carlton DeWall’s registered office is in Gilmore City, IA.
Is Carlton DeWall registered with FINRA?
Yes. Carlton DeWall has a current broker registration, under CRD 7287622.
Source: FINRA BrokerCheck
How can I verify Carlton DeWall’s record?
Search CRD 7287622 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Carlton DeWall’s full registration record.
