Carlos Uriarte has been an investment adviser representative at First Advisors National since November 2024, and is not listed among the firm’s executive officers or direct owners.
First Advisors National, LLC is an Atlanta, GA firm with $506M under management, 4,858 clients and 64 advisers across 63 offices, as of its March 2026 filing.
Carlos Uriarte’s longest registration was 3 years at Primerica Advisors (2016–2020). Before joining First Advisors National in 2024, Carlos Uriarte was registered through Wholehearted Financial Services LLC and BFC Planning, Inc.
- First Advisors National, LLCCurrent– present · 1 yearHayden, AL · Adviser representative · Firm CRD 166212
- Wholehearted Financial Services LLC– · 1 yearLong Beach, CA · Adviser representative · Firm CRD 317944
- BFC Planning, Inc.– · 1 yearLong Beach, CA · Adviser representative · Firm CRD 119682
- Primerica Advisors– · 3 yearsSanta Ana, CA · Adviser representative · Firm CRD 10111
Investment adviser representative registrations
Carlos Uriarte is registered as an investment adviser representative in Alabama, since November 2024.
- AlabamaSince 21 November 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 20 May 2016 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 9 February 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 September 2011 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 22 September 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Carlos Francisco Uriarte
- CRD
- 5891807
- Firm
- First Advisors National · CRD 166212
- Office
- Hayden, AL
- Registration
- Investment adviser registration
- In the industry since
- May 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Carlos Uriarte work?
Carlos Uriarte is an investment adviser representative registered through First Advisors National, LLC since November 2024, and is not listed among the firm’s executive officers or direct owners.
Is Carlos Uriarte a financial advisor?
Yes. Carlos Uriarte has a current investment-adviser registration in Alabama, through First Advisors National since November 2024.
How many years of experience does Carlos Uriarte have?
Carlos Uriarte has 13 years in the financial industry, since May 2013, across 4 adviser firms.
What exams has Carlos Uriarte passed?
Carlos Uriarte has passed 4 licensing exams: the Series 6, Series 63, Series 26 and Series 65. The earliest, the Series 6, was passed in September 2011. FINRA credited Carlos Uriarte with the SIE, which began in October 2018.
Where did Carlos Uriarte work before First Advisors National?
Before First Advisors National, Carlos Uriarte was registered through Wholehearted Financial Services LLC, May 2022 to November 2023; BFC Planning, Inc., March 2020 to September 2021; Primerica Advisors, July 2016 to March 2020.
Where is Carlos Uriarte based?
Carlos Uriarte’s registered office is in Hayden, AL.
Is Carlos Uriarte registered with FINRA?
No. Carlos Uriarte has no current broker registration.
How can I verify Carlos Uriarte’s record?
Search CRD 5891807 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Carlos Uriarte’s full registration record.
