Carl Valimont has been President, Chief Compliance Officer of Denali Wealth Management since April 2010, is a control person of the firm and directly owns 75% or more of it. Carl Valimont holds a BA in Business Administration with a minor in Marketing from the University of Massachusetts-Lowell.
Denali Wealth Management, Inc. is a Mequon, WI firm with $226M under management, 243 clients and 4 advisers in one office, as of its March 2026 filing.
Carl Valimont is co-founder and President of Denali Wealth Management in Milwaukee, WI. He has over 20 years of experience in investment management, securities brokerage, and insurance fields. Before forming Denali, he served with two other firms in the Milwaukee area, including a Financial Consultant role with RBC Wealth Management.
Carl Valimont’s longest registration is the current one, 16 years at Denali Wealth Management since 2010. Before joining Denali Wealth Management in 2010, Carl Valimont was registered through RBC Capital Markets Corporation and RBC Dain Rauscher Inc.
- – present · 16 yearsMequon, WI · Adviser representative · Firm CRD 153323
- RBC Capital Markets Corporation– · 5 yearsMilwaukee, WI · Adviser representative · Firm CRD 31194
- RBC Dain Rauscher Inc.– · under a yearMilwaukee, WI · Adviser representative · Firm CRD 31194
- Investment Advisory Services, LLC– · 4 yearsMilwaukee, WI · Adviser representative · Firm CRD 106016
Investment adviser representative registrations
Carl Valimont is registered as an investment adviser representative in Wisconsin, since April 2010.
- WisconsinSince 1 April 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 25 February 2005 |
| Series 7 | General Securities Representative Examination | 9 February 2005 |
| Series 65 | Uniform Investment Adviser Law Examination | 15 December 1999 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Carl Allen Valimont
- CRD
- 4570934
- Firm
- Denali Wealth Management · CRD 153323
- Role
- President, Chief Compliance Officer
- Office
- 1325 W TOWNE SQUARE ROAD, Mequon, WI 53092-5047
- Registration
- Investment adviser registration
- In the industry since
- March 2000
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- denaliwm.com
Where does Carl Valimont work?
Carl Valimont has been President, Chief Compliance Officer of Denali Wealth Management, Inc. since April 2010, and is a control person of the firm.
Is Carl Valimont a financial advisor?
Yes. Carl Valimont has a current investment-adviser registration in Wisconsin, through Denali Wealth Management since April 2010.
How many years of experience does Carl Valimont have?
Carl Valimont has 26 years in the financial industry, since March 2000, across 3 adviser firms.
What exams has Carl Valimont passed?
Carl Valimont has passed 3 licensing exams: the Series 65, Series 7 and Series 63. The earliest, the Series 65, was passed in December 1999.
Where did Carl Valimont work before Denali Wealth Management?
Before Denali Wealth Management, Carl Valimont was registered through RBC Dain Rauscher Inc., November 2004 to November 2004; Investment Advisory Services, LLC, March 2000 to December 2004.
Where is Carl Valimont based?
Carl Valimont’s registered office is in Mequon, WI.
Is Carl Valimont registered with FINRA?
No. Carl Valimont has no current broker registration.
How can I verify Carl Valimont’s record?
Search CRD 4570934 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Carl Valimont’s full registration record.