Carl Cappadona has been an investment adviser representative at Access Wealth Planning since March 2007, and is not listed among the firm’s executive officers or direct owners.
Access Wealth Planning, LLC is an East Hanover, NJ firm with $539M under management, 373 clients and 6 advisers in one office, as of its March 2026 filing.
Investment adviser representative registrations
Carl Cappadona is registered as an investment adviser representative in New Jersey, since March 2007.
- New JerseySince 27 March 2007
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 June 2006 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Carl J. Cappadona
- CRD
- 5283717
- Firm
- Access Wealth Planning · CRD 112973
- Registration
- Investment adviser registration
- In the industry since
- March 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Carl Cappadona work?
Carl Cappadona is an investment adviser representative registered through Access Wealth Planning, LLC since March 2007, and is not listed among the firm’s executive officers or direct owners.
Is Carl Cappadona a financial advisor?
Yes. Carl Cappadona has a current investment-adviser registration in New Jersey, through Access Wealth Planning since March 2007.
How many years of experience does Carl Cappadona have?
Carl Cappadona has 19 years in the financial industry, since March 2007, across 1 adviser firm.
What exams has Carl Cappadona passed?
Carl Cappadona passed the Series 65 in June 2006.
Is Carl Cappadona registered with FINRA?
No. Carl Cappadona has no current broker registration.
How can I verify Carl Cappadona’s record?
Search CRD 5283717 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Carl Cappadona’s full registration record.
