Caitlyn Tierney has been an investment adviser representative at Westover Capital Advisors since September 2025, and is not listed among the firm’s executive officers or direct owners.
Westover Capital Advisors, LLC is a Wilmington, DE firm with $653M under management, 267 clients and 6 advisers in one office, as of its March 2026 filing.
Caitlyn Tierney’s longest registration was 2 years at Avantax Advisory Services (2022–2025). Before joining Westover Capital Advisors in 2025, Caitlyn Tierney was registered through Avantax Advisory Services.
- – present · 1 yearWilmington, DE · Adviser representative · Firm CRD 126520
- Avantax Advisory Services– · 2 yearsKennett Square, PA · Adviser representative · Firm CRD 104556
Investment adviser representative registrations
Caitlyn Tierney is registered as an investment adviser representative in Delaware, since September 2025.
- DelawareSince 3 September 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 3 March 2023 |
| Series 7TO | General Securities Representative Examination | 13 February 2023 |
| SIE | Securities Industry Essentials Examination | 19 January 2023 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Caitlyn Marie Tierney
- CRD
- 7227047
- Firm
- Westover Capital Advisors · CRD 126520
- Office
- 1013 CENTRE RD,, SUITE 405, Wilmington, DE 19805
- Registration
- Investment adviser registration
- In the industry since
- December 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Caitlyn Tierney work?
Caitlyn Tierney is an investment adviser representative registered through Westover Capital Advisors, LLC since September 2025, and is not listed among the firm’s executive officers or direct owners.
Is Caitlyn Tierney a financial advisor?
Yes. Caitlyn Tierney has a current investment-adviser registration in Delaware, through Westover Capital Advisors since September 2025.
How many years of experience does Caitlyn Tierney have?
Caitlyn Tierney has 3 years in the financial industry, since December 2022, across 2 adviser firms.
What exams has Caitlyn Tierney passed?
Caitlyn Tierney has passed 3 licensing exams: the SIE, Series 7TO and Series 63. The earliest, the SIE, was passed in January 2023.
Where did Caitlyn Tierney work before Westover Capital Advisors?
Before Westover Capital Advisors, Caitlyn Tierney was registered through Avantax Advisory Services, December 2022 to August 2025.
Where is Caitlyn Tierney based?
Caitlyn Tierney’s registered office is in Wilmington, DE.
Is Caitlyn Tierney registered with FINRA?
No. Caitlyn Tierney has no current broker registration.
How can I verify Caitlyn Tierney’s record?
Search CRD 7227047 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Caitlyn Tierney’s full registration record.
