Brooks Jewett has been an investment adviser representative at Hanover Square Wealth Advisors since April 2026, and is not listed among the firm’s executive officers or direct owners. Brooks Jewett holds a Bachelor of Business Administration in Banking & Finance from the University of Mississippi.
Hanover Square Wealth Advisors LLC is a firm with $102M under management, 98 clients and 1 adviser across 2 offices, as of its July 2026 filing.
Brooks Jewett is Wealth Leader of Hanover Square Wealth Advisors, based in Winston-Salem, North Carolina. He began his career in financial services in 2011 and spent more than a decade in a traditional broker-dealer environment. He joined Hanover Square in 2026 and works primarily with business owners, high-income professionals and families with complex financial lives.
Brooks Jewett’s longest registration was 5 years at Esi Financial Advisors (2020–2026). Before joining Hanover Square Wealth Advisors in 2026, Brooks Jewett was registered through Esi Financial Advisors.
- – present · under a yearKing, NC · Adviser representative · Firm CRD 336534
- Esi Financial Advisors– · 5 yearsWinston Salem, NC · Adviser representative · Firm CRD 265
Professional designations
Listed by Hanover Square Wealth Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Certified Exit Planning Advisor (CEPA®)
Investment adviser representative registrations
Brooks Jewett is registered as an investment adviser representative in North Carolina, since April 2026.
- North CarolinaSince 2 April 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 14 December 2021 |
| Series 65 | Uniform Investment Adviser Law Examination | 20 February 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 9 May 2017 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 February 2017 |
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Brooks Lucien Benton Jewett
- CRD
- 6747939
- Firm
- Hanover Square Wealth Advisors · CRD 336534
- Office
- King, NC
- Registration
- Investment adviser registration
- In the industry since
- April 2017
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- hanoversquarewa.com
Where does Brooks Jewett work?
Brooks Jewett is an investment adviser representative registered through Hanover Square Wealth Advisors LLC since April 2026, and is not listed among the firm’s executive officers or direct owners.
Is Brooks Jewett a financial advisor?
Yes. Brooks Jewett has a current investment-adviser registration in North Carolina, through Hanover Square Wealth Advisors since April 2026.
How many years of experience does Brooks Jewett have?
Brooks Jewett has 9 years in the financial industry, since April 2017, across 2 adviser firms.
What exams has Brooks Jewett passed?
Brooks Jewett has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7TO. The earliest, the Series 6, was passed in February 2017. FINRA credited Brooks Jewett with the SIE, which began in October 2018.
Where did Brooks Jewett work before Hanover Square Wealth Advisors?
Before Hanover Square Wealth Advisors, Brooks Jewett was registered through Esi Financial Advisors, March 2020 to February 2026.
Where is Brooks Jewett based?
Brooks Jewett’s registered office is in King, NC.
Is Brooks Jewett registered with FINRA?
No. Brooks Jewett has no current broker registration.
Is Brooks Jewett a CFP?
Hanover Square Wealth Advisors lists Brooks Jewett with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Brooks Jewett’s record?
Search CRD 6747939 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brooks Jewett’s full registration record.
