Brooke Regan is not listed as a control person, but directly owns under 5% of LMCG Investments. Brooke Regan holds a B.S. in Finance from Bentley University.
LMCG Investments is an investment adviser based in Boston, MA, registered with the SEC since 2009. It provides investment management. Its clients include high-net-worth individuals, pooled investment vehicles and state or municipal government entities. Its regulatory assets under management total $6.83 billion, as filed on 9 April 2026. Its fees, ownership and offices are on the firm’s profile.
Brooke Regan is Chief Compliance Officer of LMCG Investments. She joined LMCG in 2023 and serves as Chief Compliance Officer. Before joining LMCG, she worked at Mellon Investments Corporation.
Professional designations
Listed by LMCG Investments
- Investment Adviser Certified Compliance Professional (IACCP®)
- CRD
- 8251747
- Firm
- LMCG Investments · CRD 149936
- Role
- Chief Compliance Officer
- In role since
- April 2026 · under a year
- Control person
- Not listed
- Direct ownership
- Under 5%
- Firm headquarters
- Boston, MA
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lmcg.com
Where does Brooke Regan work?
Brooke Regan has been Chief Compliance Officer of LMCG Investments, LLC since April 2026.
How can I verify Brooke Regan’s record?
Brooke Regan’s role is listed on LMCG Investments, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 149936.
Kenneth SwanPresident, Chief Executive Officer, Board Member
John DespotopulosMember, Chief Operating Officer
Andreas EcknerMember- Richard GanongMember/Board Member
Guillaume HorelMember
Nan-Marie JaegerMember
Ajit KumarMember- John LaytonMember
Edmund PriceChief Legal Officer- Jason SeltzerBoard Member
III TowerManaging Member, Board Member
Edwin TsuiMember
David WeeksMember/Board Member