Brooke Bees has been an investment adviser representative at Wick Capital Partners since November 2024, and is not listed among the firm’s executive officers or direct owners. Brooke Bees holds a BS in International Business and Management from Pennsylvania State University.
Wick Capital Partners, LLC is a Wayne, PA firm with $930M under management, 367 clients and 10 advisers across 2 offices, as of its March 2026 filing.
Brooke Bees is Private Wealth Advisor of Wick Capital Partners. She has over 25 years of experience in financial planning and wealth management and helps clients with planning for retirement, navigating the markets, and building a legacy and preserving intergenerational wealth. Earlier roles include Senior Wealth Advisor at Mission Wealth, Senior Wealth Advisor at Bryn Mawr Capital Management and Managing Director at Mercer Advisors.
Brooke Bees’ longest registration was 8 years at Mercer Global Advisors Inc. (2011–2019). Before joining Wick Capital Partners in 2024, Brooke Bees was registered through Mission Wealth Management, LP and Bryn Mawr Capital Management, LLC.
- Wick Capital Partners, LLCCurrent– present · 1 yearWayne, PA · Adviser representative · Firm CRD 299194
- Mission Wealth Management, LP– · 1 yearWynnewood, PA · Adviser representative · Firm CRD 113057
- Bryn Mawr Capital Management, LLC– · 3 yearsPhiladelphia, PA · Adviser representative · Firm CRD 285359
- Mercer Global Advisors Inc.– · 8 yearsRadnor, PA · Adviser representative · Firm CRD 147363
- Park Avenue Securities LLC– · 2 yearsWayne, PA · Adviser representative · Firm CRD 46173
- New England Securities Corporation– · 1 yearNewtown Square, PA · Adviser representative · Firm CRD 615
Professional designations
Listed by Wick Capital Partners
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Certified Trust and Fiduciary Advisor® (CTFA®)
Investment adviser representative registrations
Brooke Bees is registered as an investment adviser representative in Pennsylvania, since November 2024.
- PennsylvaniaSince 27 November 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 13 June 2008 |
| Series 66 | Uniform Combined State Law Examination | 3 April 2008 |
| Series 7 | General Securities Representative Examination | 23 April 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 18 January 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 December 1999 |
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Brooke Ashley Bees
- CRD
- 3273013
- Firm
- Wick Capital Partners · CRD 299194
- Office
- 150 N. RADNOR CHESTER ROAD, SUITE A225, Wayne, PA 19087
- Registration
- Investment adviser registration
- In the industry since
- November 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wickcapitalpartners.com
Where does Brooke Bees work?
Brooke Bees is an investment adviser representative registered through Wick Capital Partners, LLC since November 2024, and is not listed among the firm’s executive officers or direct owners.
Is Brooke Bees a financial advisor?
Yes. Brooke Bees has a current investment-adviser registration in Pennsylvania, through Wick Capital Partners since November 2024.
How many years of experience does Brooke Bees have?
Brooke Bees has 19 years in the financial industry, since November 2006, across 6 adviser firms.
What exams has Brooke Bees passed?
Brooke Bees has passed 5 licensing exams: the Series 63, Series 6, Series 7, Series 66 and Series 24. The earliest, the Series 63, was passed in December 1999.
Where did Brooke Bees work before Wick Capital Partners?
Before Wick Capital Partners, Brooke Bees was registered through Bryn Mawr Capital Management, LLC, February 2020 to September 2023; Mercer Global Advisors Inc., March 2011 to November 2019; Park Avenue Securities LLC, April 2008 to December 2010; New England Securities Corporation, July 2002 to June 2004.
Where is Brooke Bees based?
Brooke Bees’ registered office is in Wayne, PA.
Is Brooke Bees registered with FINRA?
No. Brooke Bees has no current broker registration.
Is Brooke Bees a CFP?
Wick Capital Partners lists Brooke Bees with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Brooke Bees’ record?
Search CRD 3273013 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brooke Bees’ full registration record.
