Brock Moseley has been Managing Partner of Composition Wealth since January 2012, is a control person of the firm and directly owns under 5% of it. Brock Moseley holds a Bachelor's degree from Stanford University and an MBA from Kellogg School of Management, Northwestern University.
Composition Wealth, LLC is a Los Angeles, CA firm with $9.47B under management, 3,986 clients and 63 advisers across 20 offices, as of its September 2026 filing.
Brock Moseley is Partner and Senior Wealth Advisor of Composition Wealth, based in Los Angeles, CA. He is the Founder and Managing Partner of Miracle Mile Advisors, now Composition Wealth, and over the last two decades has served in several capacities there, including as Head of the Investment Committee and the Risk Management Committee. Before founding the firm, he spent nine years at Morgan Stanley & Co. and Bel Air Investment Advisors.
Brock Moseley’s longest registration is the current one, 14 years at Composition Wealth since 2012. Before joining Composition Wealth in 2012, Brock Moseley was registered through Morgan Stanley & Co., Incorporated.
- Morgan Stanley & Co., Incorporated– · 3 yearsLos Angeles, CA · Adviser representative · Firm CRD 8209
Investment adviser representative registrations
Brock Moseley is registered as an investment adviser representative in Montana, since September 2023.
- MontanaSince 6 September 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 November 1999 |
| Series 3 | National Commodity Futures Examination | 11 October 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 August 1995 |
| Series 7 | General Securities Representative Examination | 2 August 1995 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brock Evan Moseley
- CRD
- 2641520
- Firm
- Composition Wealth · CRD 143483
- Role
- Managing Partner
- Registration
- Investment adviser registration
- In the industry since
- March 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- composition.com
Where does Brock Moseley work?
Brock Moseley has been Managing Partner of Composition Wealth, LLC since January 2012, and is a control person of the firm.
Is Brock Moseley a financial advisor?
Yes. Brock Moseley has a current investment-adviser registration in Montana, through Composition Wealth since January 2012.
How many years of experience does Brock Moseley have?
Brock Moseley has 22 years in the financial industry, since March 2004, across 2 adviser firms.
What exams has Brock Moseley passed?
Brock Moseley has passed 4 licensing exams: the Series 7, Series 63, Series 3 and Series 65. The earliest, the Series 7, was passed in August 1995.
Where did Brock Moseley work before Composition Wealth?
Before Composition Wealth, Brock Moseley was registered through Miracle Mile Advisors, LLC, May 2007 to December 2011; Morgan Stanley & Co., Incorporated, March 2004 to May 2007.
Is Brock Moseley registered with FINRA?
No. Brock Moseley has no current broker registration.
How can I verify Brock Moseley’s record?
Search CRD 2641520 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brock Moseley’s full registration record.
