Brian Thomas has been an investment adviser representative at Southland Equity Partners since September 2014, and is not listed among the firm’s executive officers or direct owners.
Southland Equity Partners, LLC. is a firm with $891M under management, 1,766 clients and 21 advisers across 18 offices, as of its July 2026 filing.
Brian Thomas’ longest registration was 19 years at FSC Securities Corporation (2003–2022). Before joining Southland Equity Partners in 2014, Brian Thomas was registered through FSC Securities Corporation and UBS Financial Services Inc.
- – present · 12 yearsMakawao, HI · Adviser representative · Firm CRD 154481
- FSC Securities Corporation– · 19 yearsMakawao, HI · Adviser representative · Firm CRD 7461
- UBS Financial Services Inc.– · 4 yearsWailuku, HI · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Brian Thomas is registered as an investment adviser representative in Hawaii, since September 2014.
- HawaiiSince 17 September 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 21 October 1998 |
| Series 65 | Uniform Investment Adviser Law Examination | 9 October 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 October 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Brian Scott Thomas
- CRD
- 3108812
- Firm
- Southland Equity Partners · CRD 154481
- Office
- Makawao, HI
- Registration
- Investment adviser registration
- In the industry since
- October 1998
- Disciplinary history
- Not yet shown here · SEC record
Where does Brian Thomas work?
Brian Thomas is an investment adviser representative registered through Southland Equity Partners, LLC. since September 2014, and is not listed among the firm’s executive officers or direct owners.
Is Brian Thomas a financial advisor?
Yes. Brian Thomas has a current investment-adviser registration in Hawaii, through Southland Equity Partners since September 2014.
How many years of experience does Brian Thomas have?
Brian Thomas has 28 years in the financial industry, since October 1998, across 3 adviser firms.
What exams has Brian Thomas passed?
Brian Thomas has passed 3 licensing exams: the Series 65, Series 63 and Series 7. The earliest, the Series 65, was passed in October 1998. FINRA credited Brian Thomas with the SIE, which began in October 2018.
Where did Brian Thomas work before Southland Equity Partners?
Before Southland Equity Partners, Brian Thomas was registered through UBS Financial Services Inc., January 1999 to August 2003.
Where is Brian Thomas based?
Brian Thomas’ registered office is in Makawao, HI.
Is Brian Thomas registered with FINRA?
No. Brian Thomas has no current broker registration.
How can I verify Brian Thomas’ record?
Search CRD 3108812 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Thomas’ full registration record.