Brian Smith has been President & Chief Compliance Officer of Bellingham Capital Management since September 2009, is a control person of the firm and directly owns between 25% and 50% of it.
Bellingham Capital Management, Inc. is a Bellingham, WA firm with $149M under management, 252 clients and 4 advisers across 2 offices, as of its August 2026 filing.
Brian Smith’s longest registration is the current one, 16 years at Bellingham Capital Management since 2009. Before joining Bellingham Capital Management in 2009, Brian Smith was registered through Edward Jones.
- Farther– · under a yearBellingham, WA · Adviser representative · Firm CRD 302050
- Bellingham CapitalCurrent– present · 16 yearsBellingham, WA · Adviser representative · Firm CRD 151684
- Edward Jones– · 2 yearsCrescent City, CA · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Brian Smith is registered as an investment adviser representative in Washington, since November 2009.
- WashingtonSince 9 November 2009
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 18 January 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 December 1998 |
| Series 7 | General Securities Representative Examination | 30 November 1998 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brian Alastair Smith
- CRD
- 3149295
- Firm
- Bellingham Capital Management · CRD 151684
- Role
- President & Chief Compliance Officer
- Office
- 316 E MCLEOD RD, SUITE 105, Bellingham, WA 98226
- Registration
- Investment adviser registration
- In the industry since
- January 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Brian Smith work?
Brian Smith has been President & Chief Compliance Officer of Bellingham Capital Management, Inc. since September 2009, and is a control person of the firm.
Is Brian Smith a financial advisor?
Yes. Brian Smith has a current investment-adviser registration in Washington, through Bellingham Capital Management since November 2009.
How many years of experience does Brian Smith have?
Brian Smith has 19 years in the financial industry, since January 2007, across 3 adviser firms.
What exams has Brian Smith passed?
Brian Smith has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in November 1998.
Where is Brian Smith based?
Brian Smith’s registered office is in Bellingham, WA.
Is Brian Smith registered with FINRA?
No. Brian Smith has no current broker registration.
How can I verify Brian Smith’s record?
Search CRD 3149295 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Smith’s full registration record.