Brian Shank has been an investment adviser representative at LS Investment Advisors since October 2021, and is not listed among the firm’s executive officers or direct owners.
LS Investment Advisors, LLC is a Bloomfield Hills, MI firm with $932M under management, 193 clients and 4 advisers across 3 offices, as of its June 2026 filing.
Brian Shank’s longest registration is the current one, 5 years at LS Investment Advisors since 2021. Before joining LS Investment Advisors in 2021, Brian Shank was registered through Robert W. Baird & Co. Incorporated and USA Mutuals Advisors, Inc.
- Robert W. Baird & Co. Incorporated– · 1 yearMilwaukee, WI · Adviser representative · Firm CRD 8158
- USA Mutuals Advisors, Inc.– · 1 yearMilwaukee, WI · Adviser representative · Firm CRD 131750
Investment adviser representative registrations
Brian Shank is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from October 2021; the most recent is Texas, in November 2024.
- TexasResidentSince 15 November 2024
- WisconsinSince 3 October 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 31 May 2018 |
| Series 7 | General Securities Representative Examination | 9 March 2018 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brian Andrew Shank
- CRD
- 6866884
- Firm
- LS Investment Advisors · CRD 146829
- Registration
- Investment adviser registration
- In the industry since
- February 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Brian Shank work?
Brian Shank is an investment adviser representative registered through LS Investment Advisors, LLC since October 2021, and is not listed among the firm’s executive officers or direct owners.
Is Brian Shank a financial advisor?
Yes. Brian Shank has a current investment-adviser registration in Texas and Wisconsin, through LS Investment Advisors since October 2021.
How many years of experience does Brian Shank have?
Brian Shank has 7 years in the financial industry, since February 2019, across 3 adviser firms.
What exams has Brian Shank passed?
Brian Shank has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2018. FINRA credited Brian Shank with the SIE, which began in October 2018.
Where did Brian Shank work before LS Investment Advisors?
Before LS Investment Advisors, Brian Shank was registered through Robert W. Baird & Co. Incorporated, May 2019 to November 2020; USA Mutuals Advisors, Inc., May 2018 to December 2019.
Is Brian Shank registered with FINRA?
No. Brian Shank has no current broker registration.
How can I verify Brian Shank’s record?
Search CRD 6866884 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Shank’s full registration record.
