Brian Mitchell has been Partner, Portfolio Manager, Chief Compliance Officer of Mitchell & Pahl Private Wealth since January 2020, is a control person of the firm and directly owns between 50% and 75% of it.
Mitchell & Pahl Private Wealth, LLC is an Oklahoma City, OK firm with $450M under management, 225 clients and 2 advisers in one office, as of its February 2026 filing.
Brian Mitchell’s longest registration was 14 years at Wells Fargo Clearing Services, LLC (2005–2020). Before joining Mitchell & Pahl Private Wealth in 2020, Brian Mitchell was registered through Wells Fargo Clearing Services, LLC and Morgan Stanley.
- – present · 6 yearsOklahoma City, OK · Adviser representative · Firm CRD 307625
- Wells Fargo Clearing Services, LLC– · 14 yearsOklahoma City, OK · Adviser representative · Firm CRD 19616
- Morgan Stanley– · 3 yearsNorman, OK · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
Brian Mitchell is registered as an investment adviser representative in 2 states. Each was approved in June 2020.
- OklahomaSince 9 June 2020
- TexasSince 12 June 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 3 | National Commodity Futures Examination | 28 October 2005 |
| Series 31 | Futures Managed Funds Examination | 13 May 2005 |
| Series 66 | Uniform Combined State Law Examination | 1 April 2002 |
| Series 7 | General Securities Representative Examination | 7 March 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brian D. Mitchell
- CRD
- 4498478
- Firm
- Mitchell & Pahl Private Wealth · CRD 307625
- Role
- Partner, Portfolio Manager, Chief Compliance Officer
- Office
- 1001 NW 71ST STREET, SUITE 4, Oklahoma City, OK 73116
- Registration
- Investment adviser registration
- In the industry since
- March 2002
- Disciplinary history
- Not yet shown here · SEC record
Where does Brian Mitchell work?
Brian Mitchell has been Partner, Portfolio Manager, Chief Compliance Officer of Mitchell & Pahl Private Wealth, LLC since January 2020, and is a control person of the firm.
Is Brian Mitchell a financial advisor?
Yes. Brian Mitchell has a current investment-adviser registration in Oklahoma and Texas, through Mitchell & Pahl Private Wealth since June 2020.
How many years of experience does Brian Mitchell have?
Brian Mitchell has 24 years in the financial industry, since March 2002, across 3 adviser firms.
What exams has Brian Mitchell passed?
Brian Mitchell has passed 4 licensing exams: the Series 7, Series 66, Series 31 and Series 3. The earliest, the Series 7, was passed in March 2002. FINRA credited Brian Mitchell with the SIE, which began in October 2018.
Where did Brian Mitchell work before Mitchell & Pahl Private Wealth?
Before Mitchell & Pahl Private Wealth, Brian Mitchell was registered through Morgan Stanley, April 2002 to August 2005.
Where is Brian Mitchell based?
Brian Mitchell’s registered office is in Oklahoma City, OK.
Is Brian Mitchell registered with FINRA?
No. Brian Mitchell has no current broker registration.
How can I verify Brian Mitchell’s record?
Search CRD 4498478 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Mitchell’s full registration record.