Brian McAuley has been Chief Compliance Officer of Eagle Harbor Asset Management since November 2023, is a control person of the firm and directly owns under 5% of it. Brian McAuley holds a Bachelor of Science from the University of Oregon.
Eagle Harbor Asset Management Inc is a firm with $161M under management, 203 clients and 2 advisers in one office, as of its February 2026 filing.
Brian McAuley is Chief Compliance Officer of Eagle Harbor Asset Management, Inc. He is a partner of the firm and is responsible for client advising, investment management, portfolio strategy, and economic research. He has been a registered investment advisor and Chief Investment Officer of Sitka Pacific Capital Management, LLC since 2005, where he has managed equity, commodity, and absolute return strategies.
Brian McAuley’s longest registration is the current one, 11 years at Sitka Pacific Capital Management, LLC since 2015. Before joining Eagle Harbor Asset Management in 2023, Brian McAuley was registered through Sitka Pacific Capital Management, LLC.
- – present · 3 yearsBainbridge Is, WA · Adviser representative · Firm CRD 108089
- Sitka Pacific Capital Management, LLCAlso current– present · 11 yearsSeattle, WA · Adviser representative · Firm CRD 134699
- Sitka Pacific Capital Management, LLC– · 9 yearsEdmonds, WA · Adviser representative · Firm CRD 134699
Investment adviser representative registrations
Brian McAuley is registered as an investment adviser representative in 2 states. The first approvals date from April 2015; the most recent is Washington, in April 2016.
- CaliforniaSince 10 April 2015
- WashingtonSince 26 April 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 February 2005 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Brian Richard McAuley
- CRD
- 4937688
- Firm
- Eagle Harbor Asset Management · CRD 108089
- Role
- Chief Compliance Officer
- Office
- Bainbridge Is, WA
- Registration
- Investment adviser registration
- In the industry since
- August 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- ehaminc.com
Where does Brian McAuley work?
Brian McAuley has been Chief Compliance Officer of Eagle Harbor Asset Management Inc since November 2023, and is a control person of the firm.
Is Brian McAuley a financial advisor?
Yes. Brian McAuley has a current investment-adviser registration in California and Washington, through Eagle Harbor Asset Management since August 2023.
How many years of experience does Brian McAuley have?
Brian McAuley has 21 years in the financial industry, since August 2005, across 2 adviser firms.
What exams has Brian McAuley passed?
Brian McAuley passed the Series 65 in February 2005.
Where did Brian McAuley work before Eagle Harbor Asset Management?
Before Eagle Harbor Asset Management, Brian McAuley was registered through Sitka Pacific Capital Management, LLC, May 2005 to December 2014.
Where is Brian McAuley based?
Brian McAuley’s registered office is in Bainbridge Is, WA.
Is Brian McAuley registered with FINRA?
No. Brian McAuley has no current broker registration.
How can I verify Brian McAuley’s record?
Search CRD 4937688 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian McAuley’s full registration record.
