Brian Low has been Managing Member of Brian Low Financial Group since October 2008, is a control person of the firm and directly owns 75% or more of it. Brian Low holds a Bachelor's degree in finance from Southeastern Louisiana University.
Brian Low Financial Group, LLC is a Baton Rouge, LA firm with $239M under management, 874 clients and 4 advisers across 3 offices, as of its March 2026 filing.
Brian Low is an Investment Advisor Representative at Brian Low Financial Group. After earning a bachelor's degree in finance from Southeastern Louisiana University, he started working in the insurance and annuity industry in 1998. He speaks on retirement income planning and money management, and many investors in Louisiana have attended his seminars over the past decade.
Brian Low’s longest registration was 8 years at Investment Advisors Corp (2008–2017). Before joining Brian Low Financial Group in 2019, Brian Low was registered through Madison Avenue Securities, LLC and Investment Advisors Corp.
- – present · 6 yearsBaton Rouge, LA · Adviser representative · Firm CRD 306346
- Madison Avenue Securities, LLC– · 3 yearsBaton Rouge, LA · Adviser representative · Firm CRD 23224
- Investment Advisors Corp– · 8 yearsBaton Rouge, LA · Adviser representative · Firm CRD 117531
- National Planning Corporation ("NPC of America" in FL & NY)– · 1 yearBaton Rouge, LA · Adviser representative · Firm CRD 29604
- Ing Financial Partners, Inc– · under a yearBaton Rouge, LA · Adviser representative · Firm CRD 2882
Investment adviser representative registrations
Brian Low is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from December 2019; the most recent is Texas, in January 2021.
- LouisianaSince 12 December 2019
- TexasResidentSince 27 January 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 4 December 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 December 2005 |
| Series 7 | General Securities Representative Examination | 24 March 2000 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 24 July 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Brian Wesley Low
- CRD
- 3097163
- Firm
- Brian Low Financial Group · CRD 306346
- Role
- Managing Member
- Office
- 4463 BLUEBONNET BLVD, SUITE B, Baton Rouge, LA 70809
- Registration
- Investment adviser registration
- In the industry since
- September 1998
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- brianlowfinancial.com
Where does Brian Low work?
Brian Low has been Managing Member of Brian Low Financial Group, LLC since October 2008, and is a control person of the firm.
Is Brian Low a financial advisor?
Yes. Brian Low has a current investment-adviser registration in Louisiana and Texas, through Brian Low Financial Group since December 2019.
How many years of experience does Brian Low have?
Brian Low has 28 years in the financial industry, since September 1998, across 5 adviser firms.
What exams has Brian Low passed?
Brian Low has passed 4 licensing exams: the Series 6, Series 7, Series 63 and Series 65. The earliest, the Series 6, was passed in July 1998. FINRA credited Brian Low with the SIE, which began in October 2018.
Where did Brian Low work before Brian Low Financial Group?
Before Brian Low Financial Group, Brian Low was registered through Investment Advisors Corp, October 2008 to June 2017; National Planning Corporation ("NPC of America" in FL & NY), May 2007 to October 2008; Ing Financial Partners, Inc, January 2007 to May 2007.
Where is Brian Low based?
Brian Low’s registered office is in Baton Rouge, LA.
Is Brian Low registered with FINRA?
No. Brian Low has no current broker registration.
How can I verify Brian Low’s record?
Search CRD 3097163 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Low’s full registration record.