Brian Joyce has been Managing Member & Chief Compliance Officer of Brian Joyce since January 2010, is a control person of the firm and directly owns 75% or more of it.
Brian Joyce, LLC is a firm with $119M under management, 97 clients and 1 adviser in one office, as of its August 2026 filing.
Brian Joyce’s longest registration is the current one, 9 years at Brian Joyce since 2017. Before joining Brian Joyce in 2017, Brian Joyce was registered through Aafcpas Wealth Management and CSSC Investment Advisory Services, Inc.
- Intelligent InvestingCurrent– present · 9 yearsLoveland, CO · Adviser representative · Firm CRD 286233
- Aafcpas Wealth Management– · 4 yearsLoveland, CO · Adviser representative · Firm CRD 164646
- CSSC Investment Advisory Services, Inc.– · 7 yearsLoveland, CO · Adviser representative · Firm CRD 108249
Investment adviser representative registrations
Brian Joyce is registered as an investment adviser representative in 2 states. The first approvals date from March 2017; the most recent is Massachusetts, in May 2017.
- ColoradoSince 15 March 2017
- MassachusettsSince 10 May 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 27 September 2010 |
| Series 66 | Uniform Combined State Law Examination | 29 July 2005 |
| Series 7 | General Securities Representative Examination | 28 January 2005 |
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brian Andrew Joyce
- CRD
- 4797762
- Firm
- Brian Joyce · CRD 286233
- Role
- Managing Member & Chief Compliance Officer
- Office
- Loveland, CO
- Registration
- Investment adviser registration
- In the industry since
- July 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Brian Joyce work?
Brian Joyce has been Managing Member & Chief Compliance Officer of Brian Joyce, LLC since January 2010, and is a control person of the firm.
Is Brian Joyce a financial advisor?
Yes. Brian Joyce has a current investment-adviser registration in Colorado and Massachusetts, through Brian Joyce since March 2017.
How many years of experience does Brian Joyce have?
Brian Joyce has 21 years in the financial industry, since July 2005, across 3 adviser firms.
What exams has Brian Joyce passed?
Brian Joyce has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in January 2005.
Where did Brian Joyce work before Brian Joyce?
Before Brian Joyce, Brian Joyce was registered through CSSC Investment Advisory Services, Inc., August 2005 to October 2012.
Where is Brian Joyce based?
Brian Joyce’s registered office is in Loveland, CO.
Is Brian Joyce registered with FINRA?
No. Brian Joyce has no current broker registration.
How can I verify Brian Joyce’s record?
Search CRD 4797762 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Joyce’s full registration record.