Brian Heying has been an investment adviser representative at LSB Capital Management since December 2021, and is not listed among the firm’s executive officers or direct owners. Brian Heying holds a Bachelor's degree in General Studies with a Business Minor from the University of Northern Iowa.
LSB Capital Management, Inc. is an Ankeny, IA firm with $229M under management, 383 clients and 11 advisers across 7 offices, as of its August 2026 filing.
Brian Heying is a Financial Advisor with LSB Capital Management, based in Des Moines, Iowa. He has worked in the insurance and investment industry since 1998, focusing on central Iowa and the Midwest for the last thirteen years. His work includes helping business owners and professionals understand and pursue their insurance and financial goals.
Brian Heying’s longest registration is the current one, 11 years at LPL Financial LLC since 2014. Before joining LSB Capital Management in 2021, Brian Heying was registered through Park Avenue Securities LLC.
- LSB Wealth ManagementCurrent– present · 4 yearsWest Des Moines, IA · Adviser representative · Firm CRD 310466
- LPL Financial LLCAlso current– present · 11 yearsReinbeck, IA · Adviser representative and broker · Firm CRD 6413
- Park Avenue Securities LLC– · 10 yearsClive, IA · Adviser representative · Firm CRD 46173
Professional designations
Listed by LSB Capital Management
- Chartered Life Underwriter® (CLU®)
Investment adviser representative registrations
Brian Heying is registered as an investment adviser representative in 2 states. The first approvals date from December 2021; the most recent is Texas, in March 2026.
- IowaSince 6 December 2021
- TexasSince 9 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 2 November 2004 |
| Series 7 | General Securities Representative Examination | 24 April 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 September 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 16 July 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Brian Edward Heying
- CRD
- 3077855
- Firm
- LSB Capital Management · CRD 310466
- Office
- 7001 Westown Pkwy., Suite 260, West Des Moines, IA 50266
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1998
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- mylsb.com
Where does Brian Heying work?
Brian Heying is an investment adviser representative registered through LSB Capital Management, Inc. since December 2021, and is not listed among the firm’s executive officers or direct owners.
Is Brian Heying a financial advisor?
Yes. Brian Heying has a current investment-adviser registration in Iowa and Texas, through LSB Capital Management since December 2021.
How many years of experience does Brian Heying have?
Brian Heying has 28 years in the financial industry, since July 1998, across 3 adviser firms.
What exams has Brian Heying passed?
Brian Heying has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in July 1998. FINRA credited Brian Heying with the SIE, which began in October 2018.
Where did Brian Heying work before LSB Capital Management?
Before LSB Capital Management, Brian Heying was registered through Park Avenue Securities LLC, November 2004 to December 2014.
Where is Brian Heying based?
Brian Heying’s registered office is in West Des Moines, IA.
Is Brian Heying registered with FINRA?
Yes. Brian Heying has a current broker registration, under CRD 3077855.
Source: FINRA BrokerCheck
How can I verify Brian Heying’s record?
Search CRD 3077855 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Brian Heying’s full registration record.
