Brian Gilroy has been an investment adviser representative at Confidence Wealth Management since October 2024, and is not listed among the firm’s executive officers or direct owners.
Confidence Wealth Management, Inc. is a Los Angeles, CA firm with $454M under management, 743 clients and 8 advisers across 2 offices, as of its March 2026 filing.
Brian Gilroy’s longest registration was 5 years at E*trade Capital Management, LLC (2017–2023). Before joining Confidence Wealth Management in 2024, Brian Gilroy was registered through Edelman Financial Engines and E*trade Capital Management, LLC.
- – present · 2 yearsSt. Augustine, FL · Adviser representative · Firm CRD 127383
- Edelman Financial Engines– · under a yearSt. Augustine, FL · Adviser representative · Firm CRD 104510
- E*trade Capital Management, LLC– · 5 yearsNew York, NY · Adviser representative · Firm CRD 42159
Investment adviser representative registrations
Brian Gilroy is registered as an investment adviser representative in 2 states. Each was approved in October 2024.
- FloridaSince 22 October 2024
- NevadaSince 22 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 24 August 2017 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 6 January 2015 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 12 November 2014 |
| Series 65 | Uniform Investment Adviser Law Examination | 2 April 2014 |
| Series 24 | General Securities Principal Examination | 11 September 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 May 2012 |
| Series 7 | General Securities Representative Examination | 4 May 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brian William Gilroy
- CRD
- 6052011
- Firm
- Confidence Wealth Management · CRD 127383
- Office
- St. Augustine, FL
- Registration
- Investment adviser registration
- In the industry since
- November 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Brian Gilroy work?
Brian Gilroy is an investment adviser representative registered through Confidence Wealth Management, Inc. since October 2024, and is not listed among the firm’s executive officers or direct owners.
Is Brian Gilroy a financial advisor?
Yes. Brian Gilroy has a current investment-adviser registration in Florida and Nevada, through Confidence Wealth Management since October 2024.
How many years of experience does Brian Gilroy have?
Brian Gilroy has 12 years in the financial industry, since November 2013, across 3 adviser firms.
What exams has Brian Gilroy passed?
Brian Gilroy has passed 7 licensing exams: the Series 7, Series 63, Series 24, Series 65, Series 9, Series 10 and Series 66. The earliest, the Series 7, was passed in May 2012. FINRA credited Brian Gilroy with the SIE, which began in October 2018.
Where did Brian Gilroy work before Confidence Wealth Management?
Before Confidence Wealth Management, Brian Gilroy was registered through E*trade Capital Management, LLC, August 2017 to August 2023.
Where is Brian Gilroy based?
Brian Gilroy’s registered office is in St. Augustine, FL.
Is Brian Gilroy registered with FINRA?
No. Brian Gilroy has no current broker registration.
How can I verify Brian Gilroy’s record?
Search CRD 6052011 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Gilroy’s full registration record.
