Brian Gasbarro has been an investment adviser representative at Pension & Wealth Management Advisors since January 2026, and is not listed among the firm’s executive officers or direct owners. Brian Gasbarro holds a BA from Bridgewater State University.
Pension & Wealth Management Advisors, Inc. is a Waltham, MA firm with $530M under management, 523 clients and 9 advisers in one office, as of its May 2026 filing.
Brian T. Gasbarro is Retirement Plan Advisor at Pension & Wealth Management Advisors and has been working in the financial industry for over 14 years. He spent his first six years as an Investment Trader at JPMorgan Chase in Boston. He has focused on plan sponsors and participants in qualified retirement plans, helping plan sponsors with ERISA compliance, plan design, employee education, plan benchmarking and investment guidance.
Brian Gasbarro’s longest registration is the current one, 5 years at Pension & Wealth Management Advisors since 2021. Before joining Pension & Wealth Management Advisors in 2026, Brian Gasbarro was registered through LPL Financial LLC and Trilogy Capital, Inc.
- – present · 5 yearsWaltham, MA · Adviser representative · Firm CRD 309546
- LPL Financial LLC– · under a yearWoburn, MA · Adviser representative · Firm CRD 6413
- Trilogy Capital, Inc.– · 4 yearsWoburn, MA · Adviser representative · Firm CRD 281597
- National Planning Corporation ("NPC of America" in FL & NY)– · 2 yearsWoburn, MA · Adviser representative · Firm CRD 29604
Investment adviser representative registrations
Brian Gasbarro is registered as an investment adviser representative in 2 states. The first approvals date from January 2026; the most recent is Massachusetts, in April 2026.
- MassachusettsSince 24 April 2026
- New HampshireSince 28 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 28 October 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 October 2012 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 2 October 2012 |
| Series 4 | Registered Options Principal Examination | 1 March 2004 |
| Series 7 | General Securities Representative Examination | 4 March 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Brian Thomas Gasbarro
- CRD
- 4319693
- Firm
- Pension & Wealth Management Advisors · CRD 309546
- Office
- 800 SOUTH STREET, SUITE 160, Waltham, MA 02453
- Registration
- Investment adviser registration
- In the industry since
- July 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- pensionwealth.com
Where does Brian Gasbarro work?
Brian Gasbarro is an investment adviser representative registered through Pension & Wealth Management Advisors, Inc. since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Brian Gasbarro a financial advisor?
Yes. Brian Gasbarro has a current investment-adviser registration in Massachusetts and New Hampshire, through Pension & Wealth Management Advisors since January 2026.
How many years of experience does Brian Gasbarro have?
Brian Gasbarro has 16 years in the financial industry, since July 2010, across 4 adviser firms.
What exams has Brian Gasbarro passed?
Brian Gasbarro has passed 5 licensing exams: the Series 7, Series 4, Series 6, Series 63 and Series 65. The earliest, the Series 7, was passed in March 2002. FINRA credited Brian Gasbarro with the SIE, which began in October 2018.
Where did Brian Gasbarro work before Pension & Wealth Management Advisors?
Before Pension & Wealth Management Advisors, Brian Gasbarro was registered through LPL Financial LLC, November 2017 to April 2018; Trilogy Capital, Inc., July 2016 to January 2021; National Planning Corporation ("NPC of America" in FL & NY), March 2015 to November 2017.
Where is Brian Gasbarro based?
Brian Gasbarro’s registered office is in Waltham, MA.
Is Brian Gasbarro registered with FINRA?
No. Brian Gasbarro has no current broker registration.
How can I verify Brian Gasbarro’s record?
Search CRD 4319693 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Gasbarro’s full registration record.
