Brian Farris has been Managing Member of Financial Design Group since June 2021, is a control person of the firm and directly owns between 50% and 75% of it.
Financial Design Group, LLC is a Lavista, NE firm with $113M under management, 210 clients and 2 advisers in one office, as of its January 2026 filing.
Brian Farris is Managing Member of Financial Design Group, LLC, based in La Vista, Nebraska. He has spent 25 years as a financial planner. He started in the industry to help people understand the world of finance, and his focus is helping clients plan for what is ahead.
Brian Farris’ longest registration was 11 years at Cetera Advisors LLC (2011–2022). Before joining Financial Design Group in 2022, Brian Farris was registered through Cetera Advisors LLC and Qa3 Financial LLC.
- Financial Design Group, LLCCurrent– present · 4 yearsLavista, NE · Adviser representative · Firm CRD 316103
- Cetera Advisors LLC– · 11 yearsOmaha, NE · Adviser representative · Firm CRD 10299
- Qa3 Financial LLC– · 3 yearsOmaha, NE · Adviser representative · Firm CRD 104957
- Lincoln Financial Advisors Corporation– · 9 yearsOmaha, NE · Adviser representative · Firm CRD 3978
Investment adviser representative registrations
Brian Farris is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from April 2022; the most recent is Texas, in July 2022.
- IowaSince 18 April 2022
- NebraskaSince 18 April 2022
- TexasResidentSince 7 July 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 14 November 1997 |
| Series 7 | General Securities Representative Examination | 5 November 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brian Timothy Farris
- CRD
- 2946903
- Firm
- Financial Design Group · CRD 316103
- Role
- Managing Member
- Office
- 12110 PORT GRACE BOULEVARD, SUITE 200, Lavista, NE 68128
- Registration
- Investment adviser registration
- In the industry since
- November 1997
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- fdgomaha.com
Where does Brian Farris work?
Brian Farris has been Managing Member of Financial Design Group, LLC since June 2021, and is a control person of the firm.
Is Brian Farris a financial advisor?
Yes. Brian Farris has a current investment-adviser registration in Iowa, Nebraska and Texas, through Financial Design Group since April 2022.
How many years of experience does Brian Farris have?
Brian Farris has 28 years in the financial industry, since November 1997, across 4 adviser firms.
What exams has Brian Farris passed?
Brian Farris has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in November 1997. FINRA credited Brian Farris with the SIE, which began in October 2018.
Where did Brian Farris work before Financial Design Group?
Before Financial Design Group, Brian Farris was registered through Qa3 Financial LLC, September 2007 to February 2011; Lincoln Financial Advisors Corporation, January 1998 to August 2007.
Where is Brian Farris based?
Brian Farris’ registered office is in Lavista, NE.
Is Brian Farris registered with FINRA?
No. Brian Farris has no current broker registration.
How can I verify Brian Farris’ record?
Search CRD 2946903 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Farris’ full registration record.