Brian Drolet has been Managing Member/ CCO of Prestige Wealth Management since April 2025, is a control person of the firm and directly owns 75% or more of it. Brian Drolet holds a Degree in Business Finance from the University of North Texas.
Prestige Wealth Management, Inc. is a Southlake, TX firm with $148M under management, 297 clients and 5 advisers across 2 offices, as of its June 2026 filing.
Brian Drolet is President and Wealth Manager of Prestige Wealth Management, based in Southlake, TX. He is the founder of the firm and has nearly two decades of experience in financial services. His work centers on a coordinated approach to wealth, tax and legacy planning for individuals and families.
Brian Drolet’s longest registration was 3 years at Securities America Advisors, Inc. (2020–2024). Before joining Prestige Wealth Management in 2025, Brian Drolet was registered through Osaic Advisory Services, LLC and Osaic Wealth, Inc.
- Prestige Wealth ManagementCurrent– present · 1 yearSouthlake, TX · Adviser representative · Firm CRD 336264
- Osaic Advisory Services, LLC– · under a yearSouthlake, TX · Adviser representative · Firm CRD 171070
- Osaic Wealth, Inc.– · under a yearSouthlake, TX · Adviser representative · Firm CRD 23131
- Arbor Point Advisors– · 2 yearsSouthlake, TX · Adviser representative · Firm CRD 165127
- Securities America Advisors, Inc.– · 3 yearsSouthlake, TX · Adviser representative · Firm CRD 110518
- Kestra Advisory Services, LLC– · 2 yearsColleyville, TX · Adviser representative · Firm CRD 283330
- Sagepoint Financial, Inc.– · 3 yearsColleyville, TX · Adviser representative · Firm CRD 133763
- Mutual of Omaha Investor Services, Inc.– · 3 yearsArlington, TX · Adviser representative · Firm CRD 611
Professional designations
Listed by Prestige Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Retirement Income Certified Professional® (RICP®)
- Certified Tax Specialist™ (CTS®)
- Certified in Long-Term Care (CLTC®)
Investment adviser representative registrations
Brian Drolet is registered as an investment adviser representative in Texas, since June 2025.
- TexasSince 2 June 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 24 April 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 31 January 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 November 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 6 September 2008 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Brian David Drolet
- CRD
- 5564860
- Firm
- Prestige Wealth Management · CRD 336264
- Role
- Managing Member/ CCO
- Office
- 3120 SABRE DRIVE, SUITE 160, Southlake, TX 76092
- Registration
- Investment adviser registration
- In the industry since
- October 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- pwealthmgmt.com
Where does Brian Drolet work?
Brian Drolet has been Managing Member/ CCO of Prestige Wealth Management, Inc. since April 2025, and is a control person of the firm.
Is Brian Drolet a financial advisor?
Yes. Brian Drolet has a current investment-adviser registration in Texas, through Prestige Wealth Management since June 2025.
How many years of experience does Brian Drolet have?
Brian Drolet has 18 years in the financial industry, since October 2008, across 8 adviser firms.
What exams has Brian Drolet passed?
Brian Drolet has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7TO. The earliest, the Series 6, was passed in September 2008. FINRA credited Brian Drolet with the SIE, which began in October 2018.
Where did Brian Drolet work before Prestige Wealth Management?
Before Prestige Wealth Management, Brian Drolet was registered through Arbor Point Advisors, August 2022 to November 2024; Securities America Advisors, Inc., October 2020 to June 2024; Kestra Advisory Services, LLC, June 2018 to November 2020; Sagepoint Financial, Inc., April 2015 to July 2018; Mutual of Omaha Investor Services, Inc., February 2011 to August 2014.
Where is Brian Drolet based?
Brian Drolet’s registered office is in Southlake, TX.
Is Brian Drolet registered with FINRA?
No. Brian Drolet has no current broker registration.
Is Brian Drolet a CFP?
Prestige Wealth Management lists Brian Drolet with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Brian Drolet’s record?
Search CRD 5564860 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Drolet’s full registration record.