Brian Burkhart has been an investment adviser representative at Wealth Effects since February 2024, and is not listed among the firm’s executive officers or direct owners.
Wealth Effects LLC is a Boston, MA firm with $472M under management, 602 clients and 9 advisers across 11 offices, as of its February 2026 filing.
Brian Burkhart’s longest registration was 6 years at Managed Account Advisors LLC (2010–2016). Before joining Wealth Effects in 2024, Brian Burkhart was registered through Avenir Private Advisors, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Avenir Private Advisors, LLC– · 1 yearNew York, NY · Adviser representative · Firm CRD 298064
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 1 yearNew York, NY · Adviser representative · Firm CRD 7691
- Managed Account Advisors LLC– · 6 yearsJersey City, NJ · Adviser representative · Firm CRD 142558
Investment adviser representative registrations
Brian Burkhart is registered as an investment adviser representative in Illinois, since February 2024.
- IllinoisSince 26 February 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 February 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 15 March 2017 |
| Series 7 | General Securities Representative Examination | 16 February 2017 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brian Thomas Burkhart
- CRD
- 2037581
- Firm
- Wealth Effects · CRD 315244
- Office
- Glenview, IL
- Registration
- Investment adviser registration
- In the industry since
- September 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Brian Burkhart work?
Brian Burkhart is an investment adviser representative registered through Wealth Effects LLC since February 2024, and is not listed among the firm’s executive officers or direct owners.
Is Brian Burkhart a financial advisor?
Yes. Brian Burkhart has a current investment-adviser registration in Illinois, through Wealth Effects since February 2024.
How many years of experience does Brian Burkhart have?
Brian Burkhart has 12 years in the financial industry, since September 2014, across 4 adviser firms.
What exams has Brian Burkhart passed?
Brian Burkhart has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in February 2017. FINRA credited Brian Burkhart with the SIE, which began in October 2018.
Where did Brian Burkhart work before Wealth Effects?
Before Wealth Effects, Brian Burkhart was registered through Avenir Private Advisors, LLC, November 2018 to January 2020; Merrill Lynch, Pierce, Fenner & Smith Incorporated, March 2017 to September 2018; Managed Account Advisors LLC, March 2010 to November 2016.
Where is Brian Burkhart based?
Brian Burkhart’s registered office is in Glenview, IL.
Is Brian Burkhart registered with FINRA?
No. Brian Burkhart has no current broker registration.
How can I verify Brian Burkhart’s record?
Search CRD 2037581 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Burkhart’s full registration record.