Brett Goverman is Managing Member and Managing Member/Chief Compliance Officer of Goverman Financial Solutions, is a control person of the firm and directly owns 75% or more of it. Brett Goverman holds a Bachelor of Science in Management from Boston College and a Program for Financial Planners from Boston University.
Goverman Financial Solutions, LLC is a Dedham, MA firm with $172M under management, 270 clients and 2 advisers in one office, as of its April 2026 filing.
Brett Goverman is Owner and Managing Member of Goverman Financial Solutions, LLC, based in Dedham, Massachusetts. He works directly with individuals and families on investment management and financial planning. Before joining the firm, he spent over two years at Bank of America in Finance, supporting multiple business units including Merrill Lynch Global Wealth Management.
- – present · 10 yearsDedham, MA · Adviser representative · Firm CRD 130397
Professional designations
Listed by Goverman Financial Solutions
- CFP®
Investment adviser representative registrations
Brett Goverman is registered as an investment adviser representative in 3 states. The first approvals date from February 2016; the most recent is New York, in February 2024.
- MassachusettsSince 29 February 2016
- New YorkSince 16 February 2024
- TexasSince 23 February 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 August 2014 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Brett Charles Goverman
- CRD
- 6606767
- Firm
- Goverman Financial Solutions · CRD 130397
- Role
- Managing Member; Managing Member/Chief Compliance Officer
- Office
- 990 Washington Street, Suite 317, Dedham, MA 02026
- Registration
- Investment adviser registration
- In the industry since
- February 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- govermanfinancialsolutions.net
Where does Brett Goverman work?
Brett Goverman is Managing Member; Managing Member/Chief Compliance Officer of Goverman Financial Solutions, LLC, and is a control person of the firm.
Is Brett Goverman a financial advisor?
Yes. Brett Goverman has a current investment-adviser registration in Massachusetts, New York and Texas, through Goverman Financial Solutions since February 2016.
How many years of experience does Brett Goverman have?
Brett Goverman has 10 years in the financial industry, since February 2016, across 1 adviser firm.
What exams has Brett Goverman passed?
Brett Goverman passed the Series 65 in August 2014.
Where is Brett Goverman based?
Brett Goverman’s registered office is in Dedham, MA.
Is Brett Goverman registered with FINRA?
No. Brett Goverman has no current broker registration.
Is Brett Goverman a CFP?
Goverman Financial Solutions lists Brett Goverman with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
Source: Brett Goverman biography, govermanfinancialsolutions.net
How can I verify Brett Goverman’s record?
Search CRD 6606767 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brett Goverman’s full registration record.