Brent Peddy has been an investment adviser representative at Forefront Wealth Partners since March 2025, and is not listed among the firm’s executive officers or direct owners.
Forefront Wealth Partners, LLC is an Austin, TX firm with $240M under management, 572 clients and 7 advisers across 6 offices, as of its September 2026 filing.
Brent Peddy’s longest registration was 13 years at Prudential Financial Planning Services (2011–2024). Before joining Forefront Wealth Partners in 2025, Brent Peddy was registered through Prudential Financial Planning Services and Nexity Financial Services, Inc.
- Prudential Financial Planning Services– · 13 yearsRock Hill, SC · Adviser representative · Firm CRD 5685
- Nexity Financial Services, Inc.– · 3 yearsBelmont, NC · Adviser representative · Firm CRD 144048
- Hewitt Financial Services LLC– · 1 yearCharlotte, NC · Adviser representative · Firm CRD 36509
- Uvest Financial Services Group, Inc.– · 1 yearCharlotte, NC · Adviser representative · Firm CRD 13787
- Harris Investor Services LLC– · 1 yearCharlotte, NC · Adviser representative · Firm CRD 42159
Investment adviser representative registrations
Brent Peddy is registered as an investment adviser representative in 2 states. Each was approved in March 2025.
- South CarolinaSince 3 March 2025
- TennesseeSince 6 March 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 27 | Financial and Operations Principal Examination | 21 July 2006 |
| Series 66 | Uniform Combined State Law Examination | 16 March 2001 |
| Series 4 | Registered Options Principal Examination | 15 February 2001 |
| Series 53 | Municipal Securities Principal Examination | 7 July 1998 |
| Series 24 | General Securities Principal Examination | 10 March 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 February 1998 |
| Series 7 | General Securities Representative Examination | 16 January 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 October 1993 |
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Financial and Operations Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- Registered Options Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Brent Andrew Peddy
- CRD
- 2400399
- Firm
- Forefront Wealth Partners · CRD 308521
- Office
- Rock Hill, SC
- Registration
- Investment adviser registration
- In the industry since
- April 1998
- Disciplinary history
- Not yet shown here · SEC record
Where does Brent Peddy work?
Brent Peddy is an investment adviser representative registered through Forefront Wealth Partners, LLC since March 2025, and is not listed among the firm’s executive officers or direct owners.
Is Brent Peddy a financial advisor?
Yes. Brent Peddy has a current investment-adviser registration in South Carolina and Tennessee, through Forefront Wealth Partners since March 2025.
How many years of experience does Brent Peddy have?
Brent Peddy has 28 years in the financial industry, since April 1998, across 6 adviser firms.
What exams has Brent Peddy passed?
Brent Peddy has passed 10 licensing exams: the Series 6, Series 7, Series 63, Series 24, Series 53, Series 4, Series 66, Series 27, Series 6TO and Series 99TO. The earliest, the Series 6, was passed in October 1993. FINRA credited Brent Peddy with the SIE, which began in October 2018.
Where did Brent Peddy work before Forefront Wealth Partners?
Before Forefront Wealth Partners, Brent Peddy was registered through Prudential Financial Planning Services, March 2011 to December 2024; Nexity Financial Services, Inc., June 2007 to February 2011; Hewitt Financial Services LLC, March 2006 to May 2007; Uvest Financial Services Group, Inc., September 2004 to February 2006; Harris Investor Services LLC, May 2002 to August 2003.
Where is Brent Peddy based?
Brent Peddy’s registered office is in Rock Hill, SC.
Is Brent Peddy registered with FINRA?
No. Brent Peddy has no current broker registration.
How can I verify Brent Peddy’s record?
Search CRD 2400399 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brent Peddy’s full registration record.
