Brendan Scarafone has been an investment adviser representative at BTS Asset Management since April 2026, and is not listed among the firm’s executive officers or direct owners.
BTS Asset Management Inc is a Lincoln, MA firm with $145M under management, 448 clients and 4 advisers in one office, as of its March 2026 filing.
- BTS Asset Management, Inc.Current– present · under a yearLincoln, MA · Adviser representative · Firm CRD 105215
Investment adviser representative registrations
Brendan Scarafone is registered as an investment adviser representative in Massachusetts, since April 2026.
- MassachusettsSince 23 April 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 22 January 2018 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 February 2017 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 16 July 2016 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 6529784
- Firm
- BTS Asset Management · CRD 105215
- Office
- 55 OLD BEDFORD ROAD, SUITE 203, Lincoln, MA 01773
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2016
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Brendan Scarafone work?
Brendan Scarafone is an investment adviser representative registered through BTS Asset Management Inc since April 2026, and is not listed among the firm’s executive officers or direct owners.
Is Brendan Scarafone a financial advisor?
Yes. Brendan Scarafone has a current investment-adviser registration in Massachusetts, through BTS Asset Management since April 2026.
How many years of experience does Brendan Scarafone have?
Brendan Scarafone has 10 years in the financial industry, since October 2016, across 1 adviser firm.
What exams has Brendan Scarafone passed?
Brendan Scarafone has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in July 2016. FINRA credited Brendan Scarafone with the SIE, which began in October 2018.
Where is Brendan Scarafone based?
Brendan Scarafone’s registered office is in Lincoln, MA.
Is Brendan Scarafone registered with FINRA?
Yes. Brendan Scarafone has a current broker registration, under CRD 6529784.
Source: FINRA BrokerCheck
How can I verify Brendan Scarafone’s record?
Search CRD 6529784 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Brendan Scarafone’s full registration record.
