Brendan Riley has been an investment adviser representative at Catalyst Wealth Management since April 2024, and is not listed among the firm’s executive officers or direct owners.
Catalyst Wealth Management LLC is a Houston, TX firm with $105M under management, 9,549 clients and 25 advisers across 14 offices, as of its September 2026 filing.
Brendan Riley’s longest registration is the current one, 2 years at Catalyst Wealth Management since 2024. Before joining Catalyst Wealth Management in 2024, Brendan Riley was registered through GWN Securities Inc.
- – present · 2 yearsHouston, TX · Adviser representative · Firm CRD 329586
- GWN Securities Inc.– · 1 yearHouston, TX · Adviser representative · Firm CRD 128929
Investment adviser representative registrations
Brendan Riley is registered as an investment adviser representative in Texas, since April 2024.
- TexasSince 19 April 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 20 March 2023 |
| Series 7TO | General Securities Representative Examination | 18 February 2023 |
| SIE | Securities Industry Essentials Examination | 13 January 2023 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Brendan Michael Riley
- CRD
- 7679745
- Firm
- Catalyst Wealth Management · CRD 329586
- Office
- Houston, TX
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2023
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Brendan Riley work?
Brendan Riley is an investment adviser representative registered through Catalyst Wealth Management LLC since April 2024, and is not listed among the firm’s executive officers or direct owners.
Is Brendan Riley a financial advisor?
Yes. Brendan Riley has a current investment-adviser registration in Texas, through Catalyst Wealth Management since April 2024.
How many years of experience does Brendan Riley have?
Brendan Riley has 3 years in the financial industry, since February 2023, across 2 adviser firms.
What exams has Brendan Riley passed?
Brendan Riley has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in January 2023.
Where did Brendan Riley work before Catalyst Wealth Management?
Before Catalyst Wealth Management, Brendan Riley was registered through GWN Securities Inc., March 2023 to April 2024.
Where is Brendan Riley based?
Brendan Riley’s registered office is in Houston, TX.
Is Brendan Riley registered with FINRA?
Yes. Brendan Riley has a current broker registration, under CRD 7679745.
Source: FINRA BrokerCheck
How can I verify Brendan Riley’s record?
Search CRD 7679745 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Brendan Riley’s full registration record.
