Brandon Thomas has been Co-CIO of Envestnet Asset Management since September 2001, is a control person of the firm and directly owns under 5% of it. Brandon Thomas holds an AB in Economics from Brown University, an MBA in Finance and Accounting from the University of Chicago and a JD from DePaul University.
Envestnet Asset Management, Inc. is a Berwyn, PA firm with $615B under management, 2,241,364 clients and 178 advisers across 2 offices, as of its June 2026 filing.
Brandon Thomas is Chief Investment Officer of Envestnet | PMC. He is also Managing Principal and Chief Investment Officer of QRG, where he is responsible for the firm's strategy and oversees portfolio management capabilities. Thomas is a co-founder of Envestnet.
Brandon Thomas’ longest registration is the current one, 21 years at Envestnet Asset Management since 2004.
- QRG Capital Management, Inc.Also current– present · 6 yearsBerwyn, PA · Adviser representative · Firm CRD 305277
Investment adviser representative registrations
Brandon Thomas is registered as an investment adviser representative in Illinois, since October 2004.
- IllinoisSince 22 October 2004
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 10 January 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 3 November 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 September 1990 |
| Series 7 | General Securities Representative Examination | 10 August 1990 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brandon Rockwell Thomas
- CRD
- 2071577
- Firm
- Envestnet Asset Management · CRD 111694
- Role
- Co-CIO
- Office
- Lake Forest, IL
- Registration
- Investment adviser registration
- In the industry since
- June 1994
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- envestnet.com
Where does Brandon Thomas work?
Brandon Thomas has been Co-CIO of Envestnet Asset Management, Inc. since September 2001, and is a control person of the firm.
Is Brandon Thomas a financial advisor?
Yes. Brandon Thomas has a current investment-adviser registration in Illinois, through Envestnet Asset Management since October 2004.
How many years of experience does Brandon Thomas have?
Brandon Thomas has 32 years in the financial industry, since June 1994, across 2 adviser firms.
What exams has Brandon Thomas passed?
Brandon Thomas has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in August 1990. FINRA credited Brandon Thomas with the SIE, which began in October 2018.
Where is Brandon Thomas based?
Brandon Thomas’ registered office is in Lake Forest, IL.
Is Brandon Thomas registered with FINRA?
No. Brandon Thomas has no current broker registration.
How can I verify Brandon Thomas’ record?
Search CRD 2071577 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brandon Thomas’ full registration record.
- Christopher ToddChief Executive Officer
- John HofmannChief Financial Officer
- Debra DevoeChief Compliance Officer
Dana D'AuriaCo-CIO- Kathryn EvansChief Operations Officer
- Shelly O'BrienCorporate Secretary