Bette Lynn Paez has been an investment adviser representative at Warner Group since April 2025, and is not listed among the firm’s executive officers or direct owners. Bette Lynn Paez holds a BA from Ithaca College and an MS in Industrial Administration from Carnegie Mellon University.
Warner Group LLC is a Madison, CT firm with $458M under management, 758 clients and 7 advisers across 3 offices, as of its September 2026 filing.
Bette Lynn Paez is a Financial Planner at Warner Wealth. She joined IBM in Pittsburgh as a Marketing Representative and later opened Bette Lynn's BakeHouse in Black Rock, Connecticut, before moving into finance. Since 2001 she has helped people make decisions about their money.
Bette Lynn Paez’s longest registration was 12 years at SPC (2010–2023). Before joining Warner Group in 2025, Bette Lynn Paez was registered through LPL Financial LLC and SPC.
- LPL Financial LLC– · 1 yearFort Mill, SC · Adviser representative · Firm CRD 6413
- SPC– · 12 yearsShelton, CT · Adviser representative · Firm CRD 110692
- Metlife Securities Inc.– · 9 yearsShelton, CT · Adviser representative · Firm CRD 14251
Professional designations
Listed by Warner Group
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Chartered Financial Consultant (ChFC®)
- Accredited Investment Fiduciary® (AIF®)
Investment adviser representative registrations
Bette Lynn Paez is registered as an investment adviser representative in Connecticut, since April 2025.
- ConnecticutSince 3 April 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 24 April 2001 |
| Series 65 | Uniform Investment Adviser Law Examination | 14 April 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 April 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- CRD
- 4377915
- Firm
- Warner Group · CRD 334877
- Office
- 869 BOSTON POST ROAD, Madison, CT 06443
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- warnerwm.com
Where does Bette Lynn Paez work?
Bette Lynn Paez is an investment adviser representative registered through Warner Group LLC since April 2025, and is not listed among the firm’s executive officers or direct owners.
Is Bette Lynn Paez a financial advisor?
Yes. Bette Lynn Paez has a current investment-adviser registration in Connecticut, through Warner Group since April 2025.
How many years of experience does Bette Lynn Paez have?
Bette Lynn Paez has 25 years in the financial industry, since May 2001, across 4 adviser firms.
What exams has Bette Lynn Paez passed?
Bette Lynn Paez has passed 3 licensing exams: the Series 63, Series 65 and Series 7. The earliest, the Series 63, was passed in April 2001. FINRA credited Bette Lynn Paez with the SIE, which began in October 2018.
Where did Bette Lynn Paez work before Warner Group?
Before Warner Group, Bette Lynn Paez was registered through LPL Financial LLC, August 2023 to April 2025; SPC, December 2010 to August 2023; Metlife Securities Inc., May 2001 to December 2010.
Where is Bette Lynn Paez based?
Bette Lynn Paez’s registered office is in Madison, CT.
Is Bette Lynn Paez registered with FINRA?
Yes. Bette Lynn Paez has a current broker registration, under CRD 4377915.
Source: FINRA BrokerCheck
Is Bette Lynn Paez a CFP?
Warner Group lists Bette Lynn Paez with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Bette Lynn Paez’s record?
Search CRD 4377915 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Bette Lynn Paez’s full registration record.
- Lisa LaFondChief Compliance Officer
James WarnerOwner