Betsy Sullivan has been an investment adviser representative at Southland Equity Partners since March 2016, and is not listed among the firm’s executive officers or direct owners.
Southland Equity Partners, LLC. is a firm with $891M under management, 1,766 clients and 21 advisers across 18 offices, as of its July 2026 filing.
Betsy Sullivan’s longest registration was 26 years at FSC Securities Corporation (1997–2023). Before joining Southland Equity Partners in 2016, Betsy Sullivan was registered through FSC Securities Corporation.
- Osaic Wealth, Inc.– · under a yearSanta Rosa Beach, FL · Adviser representative · Firm CRD 23131
- – present · 10 yearsSanta Rosa Beach, FL · Adviser representative · Firm CRD 154481
- FSC Securities Corporation– · 26 yearsSanta Rosa Beach, FL · Adviser representative · Firm CRD 7461
Investment adviser representative registrations
Betsy Sullivan is registered as an investment adviser representative in California, since March 2016.
- CaliforniaSince 30 March 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 25 August 1992 |
| Series 22 | Direct Participation Programs Representative Examination | 20 July 1984 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 25 May 1984 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Betsy Ann Sullivan
- CRD
- 1249320
- Firm
- Southland Equity Partners · CRD 154481
- Office
- 318 East Royal Fern Way, Santa Rosa Beach, FL 32459
- Registration
- Investment adviser registration
- In the industry since
- May 1984
- Disciplinary history
- Not yet shown here · SEC record
Where does Betsy Sullivan work?
Betsy Sullivan is an investment adviser representative registered through Southland Equity Partners, LLC. since March 2016, and is not listed among the firm’s executive officers or direct owners.
Is Betsy Sullivan a financial advisor?
Yes. Betsy Sullivan has a current investment-adviser registration in California, through Southland Equity Partners since March 2016.
How many years of experience does Betsy Sullivan have?
Betsy Sullivan has 42 years in the financial industry, since May 1984, across 3 adviser firms.
What exams has Betsy Sullivan passed?
Betsy Sullivan has passed 3 licensing exams: the Series 6, Series 22 and Series 7. The earliest, the Series 6, was passed in May 1984. FINRA credited Betsy Sullivan with the SIE, which began in October 2018.
Where is Betsy Sullivan based?
Betsy Sullivan’s registered office is in Santa Rosa Beach, FL.
Is Betsy Sullivan registered with FINRA?
No. Betsy Sullivan has no current broker registration.
How can I verify Betsy Sullivan’s record?
Search CRD 1249320 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Betsy Sullivan’s full registration record.